Sumitomo Mitsui Banking Corporation, London Branch

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

  Web

  https://www.smbcgroup.com/emea/home/

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402045071000

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

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  • · The UK branch of the firm is limited to accepting retail deposits from small companies within the meaning of section 381 Companies Act 2006 only and then only up to the following specified limits. (1) Amount: No more than £100 million of transaction or instant access account balances covered by the FSCS; (2) Number of accounts: No more than 5,000 small company accounts. (3) Total potential liability to FSCS: Not to exceed £500 million.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · The firm is limited to accept wholesale deposits only

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• William Hughes

  IRN WXH00176

  • [FCA CF] Client dealing (10 Apr 2025 to 1 Oct 2025)
• William Jones

  IRN WTJ01004

  • [FCA CF] Manager of certification employee (since 4 Jun 2025)
  • [FCA CF] Client dealing (since 4 Jun 2025)
• William Knight

  IRN WXK00094

  • [FCA CF] Client dealing (since 27 Feb 2025)
• Wilman Leung

  IRN WXL00018

  • [FCA CF] Client dealing (20 Dec 2017 to 9 Feb 2024)
• Wojciech Jurek

  IRN WXJ00007

  • [FCA CF] Manager of certification employee (since 7 Apr 2021)
  • [FCA CF] Client dealing (since 12 Jun 2018)
• Xavier Darrieutort

  IRN XXD00001

  • [FCA CF] Client dealing (15 Dec 2017 to 29 Apr 2022)
• Yamato Uchikoshi

  IRN YXU00006

  • [FCA CF] Manager of certification employee (19 Jul 2022 to 2 Apr 2025)
  • [FCA CF] Client dealing (19 Jul 2022 to 2 Apr 2025)
• Yan Zhang

  IRN YXZ00084

  • [FCA CF] Client dealing (6 Mar 2025 to 5 Sep 2025)
• Yasuhiro Furusaki

  IRN YXF00029

  • [FCA CF] Manager of certification employee (since 11 Jul 2024)
• Yasunori Takahashi

  IRN YXT32570

  • [FCA CF] Manager of certification employee (24 Apr 2019 to 4 Apr 2022)
  • [FCA CF] Material risk taker (24 Apr 2019 to 4 Apr 2022)
  • [FCA CF] Significant management (24 Apr 2019 to 4 Apr 2022)
  • [PRA CF] Significant risk taker or Material risk taker (24 Apr 2019 to 4 Apr 2022)

No changes recorded yet.