Sumitomo Mitsui Banking Corporation, London Branch

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

  Web

  https://www.smbcgroup.com/emea/home/

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402045071000

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

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  • · The UK branch of the firm is limited to accepting retail deposits from small companies within the meaning of section 381 Companies Act 2006 only and then only up to the following specified limits. (1) Amount: No more than £100 million of transaction or instant access account balances covered by the FSCS; (2) Number of accounts: No more than 5,000 small company accounts. (3) Total potential liability to FSCS: Not to exceed £500 million.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · The firm is limited to accept wholesale deposits only

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Takuya Omura

  IRN TXO00026

  • [FCA CF] Client dealing (14 Oct 2019 to 21 Apr 2023)
  • [FCA CF] Manager of certification employee (14 Oct 2019 to 21 Apr 2023)
• Taro Inoue

  IRN TXI00050

  • [FCA CF] Client dealing (since 27 Jun 2023)
• Tatsuhiko Ikeda

  IRN TXI00049

  • [FCA CF] Client dealing (since 9 Jun 2023)
  • [FCA CF] Manager of certification employee (since 9 Jun 2023)
• Tatsunaga Yamaide

  IRN TXY01102

  • [FCA CF] Significant management (28 Jan 2019 to 23 Apr 2019)
  • [FCA CF] Manager of certification employee (2 Feb 2018 to 23 Apr 2019)
  • [FCA CF] Material risk taker (2 Feb 2018 to 23 Apr 2019)
  • [PRA CF] Significant risk taker or Material risk taker (2 Feb 2018 to 23 Apr 2019)
• Tatsuya Agawa

  IRN TXA00277

  • [FCA CF] Client dealing (since 1 Jul 2024)
  • [FCA CF] Manager of certification employee (since 1 Jul 2024)
• Tatsuya Arai

  IRN TXA00231

  • [FCA CF] Client dealing (19 Jun 2023 to 30 May 2025)
• Tatsuya Nishimura

  IRN TXN00012

  • [FCA CF] Manager of certification employee (23 May 2019 to 31 Mar 2024)
  • [FCA CF] Client dealing (23 May 2019 to 31 Mar 2024)
  • [FCA CF] Material risk taker (23 May 2019 to 31 Mar 2024)
  • [FCA CF] Significant management (23 May 2019 to 31 Mar 2024)
  • [PRA CF] Significant risk taker or Material risk taker (23 May 2019 to 31 Mar 2024)
• Tetsuro Imaeda

  IRN TXI01179

  • SMF7 Group Entity Senior Manager (18 Mar 2019 to 1 May 2020)
  • SMF19 Head of Overseas Branch/Head of Overseas (27 Oct 2017 to 18 Mar 2019)
• Therese Aubry

  IRN TXA00037

  • [FCA CF] Manager of certification employee (since 10 Dec 2025)
  • [FCA CF] Client dealing (since 1 Mar 2019)
• Thibaud Ollivier

  IRN TXO87270

  • [FCA CF] Client dealing (2 Sep 2022 to 16 Feb 2023)

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