Sumitomo Mitsui Banking Corporation, London Branch

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

  Web

  https://www.smbcgroup.com/emea/home/

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402045071000

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

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  • · The UK branch of the firm is limited to accepting retail deposits from small companies within the meaning of section 381 Companies Act 2006 only and then only up to the following specified limits. (1) Amount: No more than £100 million of transaction or instant access account balances covered by the FSCS; (2) Number of accounts: No more than 5,000 small company accounts. (3) Total potential liability to FSCS: Not to exceed £500 million.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · The firm is limited to accept wholesale deposits only

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Olivier Khalife

  IRN OXK00007

  • [FCA CF] Client dealing (27 Dec 2017 to 28 Mar 2019)
• Ololade Ogungbesan

  IRN OXO00165

  • [FCA CF] Client dealing (since 20 Aug 2025)
• Olufemi Williams-Oyetayo

  IRN OXW00009

  • [FCA CF] Manager of certification employee (since 31 Jan 2025)
  • [FCA CF] Client dealing (since 21 Sep 2020)
  • [FCA CF] Client dealing (7 Sep 2016 to 13 Dec 2019)
• Oluwaseun Yussuf

  IRN OAY01000

  • [FCA CF] Client dealing (5 Jan 2018 to 12 Feb 2026)
• Omar Mirza

  IRN OXM00012

  • [FCA CF] Manager of certification employee (20 Oct 2023 to 27 May 2025)
  • [FCA CF] Client dealing (15 Jan 2018 to 27 May 2025)
• Opeyemi Fasanya

  IRN OXF00046

  • [FCA CF] Client dealing (31 May 2024 to 30 Jun 2025)
• Ore Adegbotolu

  IRN OXA01299

  • [FCA CF] Client dealing (13 Sep 2021 to 10 Jan 2023)
• Osamu Nakagawa

  IRN OXN00029

  • [FCA CF] Manager of certification employee (since 25 Sep 2023)
  • [PRA CF] Significant risk taker or Material risk taker (since 25 Sep 2023)
  • [FCA CF] Significant management (since 25 Sep 2023)
  • [FCA CF] Material risk taker (since 25 Sep 2023)
• Owen Verrier-Jones

  IRN OXV00003

  • [FCA CF] Significant management (since 1 Oct 2021)
  • [FCA CF] Material risk taker (since 1 Oct 2021)
  • [PRA CF] Significant risk taker or Material risk taker (since 1 Oct 2021)
  • [FCA CF] Client dealing (since 9 Jan 2018)
  • [FCA CF] Manager of certification employee (since 9 Jan 2018)
• Paola Cecere

  IRN PXC00077

  • [FCA CF] Client dealing (19 Jan 2018 to 12 Jul 2019)

No changes recorded yet.