Sumitomo Mitsui Banking Corporation, London Branch

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

  Web

  https://www.smbcgroup.com/emea/home/

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402045071000

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

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  • · The UK branch of the firm is limited to accepting retail deposits from small companies within the meaning of section 381 Companies Act 2006 only and then only up to the following specified limits. (1) Amount: No more than £100 million of transaction or instant access account balances covered by the FSCS; (2) Number of accounts: No more than 5,000 small company accounts. (3) Total potential liability to FSCS: Not to exceed £500 million.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · The firm is limited to accept wholesale deposits only

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ichiro Kaneko

  IRN IXK01295

  • [PRA CF] Significant risk taker or Material risk taker (1 Dec 2017 to 29 Jun 2020)
  • [FCA CF] Manager of certification employee (1 Dec 2017 to 29 Jun 2020)
  • [FCA CF] Client dealing (1 Dec 2017 to 29 Jun 2020)
  • [FCA CF] Significant management (1 Dec 2017 to 29 Jun 2020)
  • [FCA CF] Material risk taker (1 Dec 2017 to 29 Jun 2020)
• Igor Bojanic

  IRN IXB00027

  • [FCA CF] Client dealing (since 15 Dec 2017)
• Iman Abdelkhalek

  IRN IXA00235

  • [FCA CF] Significant management (since 29 Sep 2025)
  • [FCA CF] Manager of certification employee (since 29 Sep 2025)
  • [FCA CF] Client dealing (since 29 Sep 2025)
  • [PRA CF] Significant risk taker or Material risk taker (since 18 Aug 2025)
  • [FCA CF] Material risk taker (since 18 Aug 2025)
• Indira Oriana Masullo

  IRN IXM00184

  • [FCA CF] Manager of certification employee (3 Apr 2025 to 31 Oct 2025)
  • [FCA CF] Client dealing (15 Dec 2021 to 31 Oct 2025)
• Isako Hirata

  IRN IXH00029

  • [FCA CF] Manager of certification employee (5 Jan 2018 to 28 Jun 2021)
  • [FCA CF] Client dealing (5 Jan 2018 to 28 Jun 2021)
• Ismail Munayem

  IRN IXM00305

  • [FCA CF] Client dealing (since 20 Feb 2024)
• Ivan Mihaiesi

  IRN IXM00316

  • [FCA CF] Client dealing (since 6 Jun 2024)
• JOSE MARTON PEREZ

  IRN JJM01262

  • [FCA CF] Client dealing (27 Dec 2017 to 28 Jun 2019)
• Jack Lankester

  IRN JJL01075

  • [FCA CF] Client dealing (since 26 Feb 2018)
  • [FCA CF] Manager of certification employee (since 26 Feb 2018)
• Jack Vickers

  IRN JXV00023

  • [FCA CF] Client dealing (since 16 Sep 2020)

No changes recorded yet.