Sumitomo Corporation Global Commodities Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Vintners Place68 Upper Thames StreetLondonEC4V 3BJUNITED KINGDOM- Phone
- +4402072463711
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Complaints Contact
Vintners Place68 Upper Thames StreetLondonEC4V 3BJUNITED KINGDOM- Phone
- +442072462053
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Carbon Auction Bidding
For Eligible Counterparty, Professional, Emissions Auction Product
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Stockbroking
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Tetsu Oura
IRN TXO00071
- SMF3 Executive Director (since 11 Sep 2021)
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Thomas Bartlett
IRN TXB00339
- [FCA CF] Significant management (since 1 Mar 2022)
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Thomas Watson
IRN TXW01376
- CF30 Customer (11 Jun 2012 to 15 Aug 2016)
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Tomo Takeshita
IRN TXT00216
- SMF3 Executive Director (since 10 Apr 2024)
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Toshikatsu Ohashi
IRN TXO23135
- SMF1 Chief Executive (22 Jan 2020 to 1 Nov 2021)
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Toshiyuki Hosoya
IRN TXH01486
- CF30 Customer (10 Apr 2012 to 17 Oct 2013)
- CF28 Systems and controls (20 Dec 2011 to 15 Jun 2012)
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Yoichi Kawato
IRN KXY01078
- CF3 Chief Executive (20 Dec 2011 to 5 Jun 2014)
- CF10 Compliance Oversight (20 Dec 2011 to 1 Oct 2012)
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Yoshikazu Ito
IRN YXI00003
- SMF3 Executive Director (18 Feb 2021 to 20 Sep 2022)
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Young Davis
IRN YXD00022
- [FCA CF] Proprietary trader (since 24 Aug 2022)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.