Date authorised
1 April 2013
Companies House
01180742
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    153 Princes Street
    Ipswich
    Suffolk
    IP1 1QJ
    UNITED KINGDOM
    Phone
    +4403704147000
  • Complaints Contact

    153 Princes Street
    Ipswich
    Suffolk
    IP1 1QJ
    UNITED KINGDOM
    Phone
    +4403704147000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · In respect of the firm's personal pension scheme business, the firm is limited to carry on this activity in the rights under the personal pension scheme(s) that it operates and in respect of life policies issued by fellow group companies
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Wynne-Jones

    IRN SXW00629

    • [FCA CF] Significant management (since 5 Aug 2024)
  • Steven King

    IRN SXK01009

    • [FCA CF] Significant management (since 12 Sep 2025)
  • William Arthur Self

    IRN WAS01041

    • SMF1 Chief Executive (9 Dec 2019 to 8 Aug 2022)
    • SMF3 Executive Director (9 Dec 2019 to 8 Aug 2022)
    • CF3 Chief Executive (19 Sep 2013 to 8 Dec 2019)
    • CF1 Director (27 Apr 2010 to 26 Sep 2013)
    • CF30 Customer (30 Nov 2009 to 26 Sep 2013)
  • William Hubert Rollo Wilson

    IRN WHW01010

    • CF30 Customer (1 Nov 2007 to 18 Dec 2009)
    • CF26 Customer Trading (4 Jul 2007 to 31 Oct 2007)
    • CF1 Director (2 Jan 2007 to 12 Sep 2008)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.