Sucden Financial Limited

• Principal Place of Business

  Sucden Financial Ltd

  60 Great Tower Street

  London

  City Of London

  EC3R 5AZ

  UNITED KINGDOM

  Phone

  +4402032075000

  Web

  https://www.sucdenfinancial.com

• Complaints Contact

  Sucden Financial Ltd

  60 Great Tower Street

  London

  City Of London

  EC3R 5AZ

  UNITED KINGDOM

  Phone

  +4402032075000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Consumer Hire

• Consumer Hire Servicing

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lee Deavall

  IRN LXD01099

  • [FCA CF] Client dealing (9 Dec 2019 to 26 Jan 2021)
  • CF30 Customer (21 Dec 2015 to 8 Dec 2019)
• Lee Masters

  IRN LPM01012

  • CF21 Investment Adviser (1 Dec 2001 to 11 May 2005)
• Leo Ian Eccles

  IRN LIE01002

  • CF30 Customer (1 Nov 2007 to 15 Jul 2011)
  • CF21 Investment Adviser (2 Nov 2005 to 31 Oct 2007)
• Lewis Gurry

  IRN LXG01543

  • SMF16 Compliance Oversight (9 Dec 2019 to 19 Jul 2022)
  • CF10 Compliance Oversight (4 Jun 2018 to 8 Dec 2019)
• Licen Wang

  IRN LXW01208

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (27 Mar 2013 to 8 Dec 2019)
  • CF21 Investment Adviser (31 Oct 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (7 Jun 2005 to 31 Oct 2005)
• Magmura Kamanova

  IRN MXK01628

  • CF30 Customer (15 Sep 2008 to 22 Dec 2010)
• Malika Roy

  IRN MXR01686

  • CF30 Customer (20 Apr 2009 to 19 Aug 2009)
• Maninka Malequerebar Miller

  IRN MMM01084

  • [FCA CF] Proprietary trader (11 Oct 2024 to 1 Jan 2025)
  • [FCA CF] Client dealing (11 Oct 2024 to 1 Jan 2025)
• Marc Andre Breillout

  IRN MAB01441

  • SMF14 Senior Independent Director (since 20 Feb 2024)
  • SMF13 Chair of the Nominations Committee (since 20 Feb 2024)
  • SMF11 Chair of the Audit Committee (since 4 Aug 2020)
  • CF2 Non Executive Director (24 Apr 2014 to 8 Dec 2019)
• Marc Richard Bailey

  IRN MRB01120

  • SMF1 Chief Executive (since 25 Feb 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (16 Oct 2015 to 8 Dec 2019)
  • CF1 Director (16 Oct 2015 to 8 Dec 2019)

• ALPHA FX (no longer appointed)

  FRN 709845 · Appointed 10 Jul 2015 · Until 25 Dec 2015

No changes recorded yet.