Sturgeon Ventures LLP

• Principal Place of Business

  Unit D Heathmans House

  19 Heathmans Road

  London

  SW6 4TJ

  UNITED KINGDOM

  Phone

  +442031674625

  Web

  https://www.sturgeonventures.com

• Complaints Contact

  Unit D Heathmans House

  19 Heathmans Road

  London

  SW6 4TJ

  UNITED KINGDOM

  Phone

  +442031674625

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• William Stevens Carroll

  IRN WXC00108

  • CF30 Customer (since 12 Sep 2022)
• Yash Dave

  IRN YXD01087

  • CF1 Director (AR) (31 Jul 2015 to 31 Jan 2020)
  • CF30 Customer (31 Jul 2015 to 31 Jan 2020)
• Yevgeny Bebnev

  IRN JXB02449

  • [FCA CF] Material risk taker (23 Sep 2021 to 20 Apr 2022)
  • [FCA CF] Client dealing (23 Sep 2021 to 20 Apr 2022)
• Yurie Kawada

  IRN YXK00057

  • CF30 Customer (since 1 Feb 2023)
• Zef Eisenberg

  IRN ZXE01005

  • CF30 Customer (17 Jul 2008 to 18 Jan 2010)

• Dricopax Capital Limited (no longer appointed)

  FRN 759481 · Appointed 30 Sep 2016 · Until 29 Sep 2017

• 1167 Capital LLP (no longer appointed)

  FRN 758411 · Appointed 14 Sep 2016 · Until 18 Dec 2017

• Latitude Investment Management LLP (no longer appointed)

  FRN 752317 · Appointed 11 Jul 2016 · Until 30 Jun 2017 · Tied agent

• Core Market Strategies Ltd (no longer appointed)

  FRN 749497 · Appointed 9 Jun 2016 · Until 6 Mar 2020

• 01 Ventures LLP (no longer appointed)

  FRN 749306 · Appointed 7 Jun 2016 · Until 1 Nov 2017

• Reynolds Ventures Ltd (no longer appointed)

  FRN 615367 · Appointed 20 May 2016 · Until 16 Jun 2020 · Tied agent

• View Genesis Ltd (no longer appointed)

  FRN 744568 · Appointed 20 Apr 2016 · Until 17 Nov 2016

• InvestSure Property Platform Ltd (no longer appointed)

  FRN 742525 · Appointed 31 Mar 2016 · Until 5 May 2017 · Tied agent

• InReach Ventures LLP (no longer appointed)

  FRN 742434 · Appointed 31 Mar 2016 · Until 31 Mar 2022 · Tied agent

• Orion Resource Partners (UK) LLP (no longer appointed)

  FRN 741565 · Appointed 23 Mar 2016 · Until 8 Aug 2016

No changes recorded yet.