Sturgeon Ventures LLP

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FRN: 452811
Date authorised: 1 April 2013
Companies House: OC319614
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Unit D Heathmans House

19 Heathmans Road

London

SW6 4TJ

UNITED KINGDOM

Phone

+442031674625

Web

https://www.sturgeonventures.com
Complaints Contact

Unit D Heathmans House

19 Heathmans Road

London

SW6 4TJ

UNITED KINGDOM

Phone

+442031674625

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Alexander George Tristram Heath
IRN AXH02810
- CF1 Director (AR) (12 Aug 2015 to 20 Feb 2017)
- CF30 Customer (12 Aug 2015 to 20 Feb 2017)
Alexander Gerard Kalis
IRN AGK01031
- CF30 Customer (21 Dec 2015 to 13 Jun 2018)
Alexander Jozef Hartman Shivananda
IRN AJS01426
- CF30 Customer (29 Jun 2015 to 22 Aug 2016)
Alexander Philip Gough
IRN AXG13758
- CF4 Partner (AR) (17 Apr 2019 to 8 Apr 2020)
- CF30 Customer (17 Apr 2019 to 8 Apr 2020)
Alexandra Luke
IRN AKL01034
- SMF27 Partner (9 Dec 2019 to 7 Oct 2022)
- CF4 Partner (15 Jun 2018 to 8 Dec 2019)
- CF30 Customer (2 Oct 2013 to 3 Apr 2018)
Alexis Niall Brassey
IRN ANB01067
- CF30 Customer (18 Apr 2013 to 24 Jun 2014)
- CF4 Partner (AR) (19 Jul 2012 to 30 Dec 2012)
Alfred Dietel
IRN AXD01909
- CF30 Customer (9 Mar 2011 to 1 Oct 2013)
Ali Asif Khan
IRN AAK01018
- CF30 Customer (16 Oct 2014 to 7 Nov 2016)
- CF4 Partner (AR) (16 Oct 2014 to 7 Nov 2016)
Alun David Simpson
IRN AXS01514
- CF30 Customer (since 8 Aug 2014)
Alun Michael Guest Rees
IRN MAR01141
- CF1 Director (AR) (1 Mar 2019 to 10 Feb 2020)
- CF30 Customer (1 Mar 2019 to 10 Feb 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Dricopax Capital Limited (no longer appointed)
FRN 759481 · Appointed 30 Sep 2016 · Until 29 Sep 2017
1167 Capital LLP (no longer appointed)
FRN 758411 · Appointed 14 Sep 2016 · Until 18 Dec 2017
Latitude Investment Management LLP (no longer appointed)
FRN 752317 · Appointed 11 Jul 2016 · Until 30 Jun 2017 · Tied agent
Core Market Strategies Ltd (no longer appointed)
FRN 749497 · Appointed 9 Jun 2016 · Until 6 Mar 2020
01 Ventures LLP (no longer appointed)
FRN 749306 · Appointed 7 Jun 2016 · Until 1 Nov 2017
Reynolds Ventures Ltd (no longer appointed)
FRN 615367 · Appointed 20 May 2016 · Until 16 Jun 2020 · Tied agent
View Genesis Ltd (no longer appointed)
FRN 744568 · Appointed 20 Apr 2016 · Until 17 Nov 2016
InvestSure Property Platform Ltd (no longer appointed)
FRN 742525 · Appointed 31 Mar 2016 · Until 5 May 2017 · Tied agent
InReach Ventures LLP (no longer appointed)
FRN 742434 · Appointed 31 Mar 2016 · Until 31 Mar 2022 · Tied agent
Orion Resource Partners (UK) LLP (no longer appointed)
FRN 741565 · Appointed 23 Mar 2016 · Until 8 Aug 2016

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.