Sturgeon Ventures LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Unit D Heathmans House19 Heathmans RoadLondonSW6 4TJUNITED KINGDOM- Phone
- +442031674625
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Complaints Contact
Unit D Heathmans House19 Heathmans RoadLondonSW6 4TJUNITED KINGDOM- Phone
- +442031674625
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Runs Investment Funds
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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. LW2 Holdings LLP
IRN XXL01105
- CF4 Partner (AR) (6 Nov 2012 to 19 Dec 2013)
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. LW2 LLP
IRN XXL01109
- CF4 Partner (AR) (5 Dec 2012 to 8 Jan 2014)
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. MC Squared (Services) Global Limited
IRN XXM01137
- CF4 Partner (25 Aug 2011 to 21 Dec 2011)
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. Moelis and Company International Holding
IRN XXM01101
- CF4 Partner (AR) (24 Sep 2009 to 8 Oct 2010)
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. Pemberton Asset Management Services UK L
IRN XXP01135
- CF4 Partner (AR) (3 May 2011 to 1 Oct 2013)
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. Rime (UK), Limited
IRN XXR01112
- CF4 Partner (AR) (21 Oct 2014 to 7 Nov 2016)
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. RoboCap (Services) Ltd
IRN XXR01133
- CF4 Partner (AR) (26 Nov 2018 to 2 Jan 2023)
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. SDJ Advisers Ltd
IRN XXS01163
- CF4 Partner (AR) (23 Feb 2011 to 30 Jun 2011)
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. Sandbar Asset Management (Services) Ltd
IRN XXS01293
- CF4 Partner (AR) (12 Jul 2017 to 25 Jul 2023)
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. Theta Capital Limited
IRN XXT01125
- CF4 Partner (AR) (30 Jul 2012 to 30 Dec 2012)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Funding Circle Global Partners Ltd (no longer appointed)
FRN 776245 · Appointed 10 Apr 2017 · Until 16 Jun 2023
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Initial Capital Ltd (no longer appointed)
FRN 774909 · Appointed 24 Mar 2017 · Until 30 Oct 2018 · Tied agent
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RockBolt LLP (no longer appointed)
FRN 774912 · Appointed 24 Mar 2017 · Until 22 Apr 2021 · Tied agent
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Sandbar Asset Management LLP (no longer appointed)
FRN 772612 · Appointed 27 Feb 2017 · Until 31 May 2018
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Verdier & Co. Limited (no longer appointed)
FRN 767507 · Appointed 16 Dec 2016 · Until 28 Feb 2020 · Tied agent
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Europa Financial Advisors LLP (no longer appointed)
FRN 624796 · Appointed 29 Nov 2016 · Until 13 Aug 2018
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Peiper Capital Ltd (no longer appointed)
FRN 764160 · Appointed 10 Nov 2016 · Until 5 Nov 2019 · Tied agent
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OneRagtime Platform Ltd (no longer appointed)
FRN 759731 · Appointed 3 Oct 2016 · Until 2 Jan 2024 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.