Sturgeon Ventures LLP

• Principal Place of Business

  Unit D Heathmans House

  19 Heathmans Road

  London

  SW6 4TJ

  UNITED KINGDOM

  Phone

  +442031674625

  Web

  https://www.sturgeonventures.com

• Complaints Contact

  Unit D Heathmans House

  19 Heathmans Road

  London

  SW6 4TJ

  UNITED KINGDOM

  Phone

  +442031674625

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicolas Green

  IRN NXG01329

  • CF30 Customer (3 May 2018 to 22 Oct 2018)
• Nicolas Paul Giuli

  IRN NPG01034

  • CF4 Partner (AR) (since 12 Jun 2025)
  • CF30 Customer (since 12 Jun 2025)
• Nicolas Pierre Alexis Salnikoff

  IRN NPS01068

  • CF30 Customer (27 Jul 2021 to 25 May 2022)
  • CF1 Director (AR) (19 Mar 2020 to 25 May 2022)
• Nicolas Xavier Paul Joseph Marchandise-Franquet

  IRN NXM01368

  • CF30 Customer (27 Jun 2023 to 3 May 2024)
  • CF1 Director (AR) (27 Jun 2023 to 3 May 2024)
• Nigel Peter Grierson

  IRN NPG01022

  • [FCA CF] Client dealing (since 22 Dec 2020)
• Nikolaos Dimitrios Kargadouris

  IRN NDK01012

  • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 May 2023)
  • CF4 Partner (AR) (30 Oct 2019 to 23 Oct 2023)
  • CF30 Customer (30 Oct 2019 to 23 Oct 2023)
• Nimesh Kamath

  IRN NRK01019

  • CF30 Customer (17 Sep 2015 to 1 Apr 2016)
• Nitin Khattar

  IRN NXK01284

  • CF30 Customer (20 Oct 2011 to 21 Dec 2011)
• Norman Benito Fiore

  IRN NBF01005

  • CF4 Partner (AR) (25 Sep 2006 to 2 Jul 2007)
  • CF27 Investment Management (25 Sep 2006 to 2 Jul 2007)
• OLIVER THOMAS KENYON

  IRN OTK01002

  • CF30 Customer (19 Dec 2023 to 30 Sep 2024)
  • CF4 Partner (AR) (19 Dec 2023 to 22 Jan 2024)

• International M&A Partnership II Limited (no longer appointed)

  FRN 1017311 · Appointed 25 Sep 2024 · Until 13 Feb 2026

• Ellora Capital Partners LLP (no longer appointed)

  FRN 1005088 · Appointed 19 Dec 2023 · Until 1 Oct 2024

• Altcor Capital Limited (no longer appointed)

  FRN 998494 · Appointed 22 Jun 2023 · Until 6 Jun 2025

• Beacon Hill Advisors Limited (no longer appointed)

  FRN 998437 · Appointed 22 Jun 2023 · Until 4 Aug 2023

• Covesta Limited (no longer appointed)

  FRN 998013 · Appointed 15 Jun 2023 · Until 31 Mar 2024

• Forward Growth Limited (no longer appointed)

  FRN 994512 · Appointed 5 Apr 2023 · Until 25 Apr 2023

• WHISKEY & WEALTH CAPITAL LIMITED (no longer appointed)

  FRN 986177 · Appointed 28 Oct 2022 · Until 9 May 2023

• Curveblock Services Ltd (no longer appointed)

  FRN 981269 · Appointed 19 Aug 2022 · Until 1 Nov 2023

• Ponderosa Services Ltd (no longer appointed)

  FRN 976108 · Appointed 20 May 2022 · Until 8 Feb 2024 · Tied agent

• JSAILBRAND Limited (no longer appointed)

  FRN 961008 · Appointed 21 Oct 2021 · Until 25 May 2022

No changes recorded yet.