Sturgeon Ventures LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Unit D Heathmans House19 Heathmans RoadLondonSW6 4TJUNITED KINGDOM- Phone
- +442031674625
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Complaints Contact
Unit D Heathmans House19 Heathmans RoadLondonSW6 4TJUNITED KINGDOM- Phone
- +442031674625
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Runs Investment Funds
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Alexander George Tristram Heath
IRN AXH02810
- CF1 Director (AR) (12 Aug 2015 to 20 Feb 2017)
- CF30 Customer (12 Aug 2015 to 20 Feb 2017)
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Alexander Gerard Kalis
IRN AGK01031
- CF30 Customer (21 Dec 2015 to 13 Jun 2018)
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Alexander Jozef Hartman Shivananda
IRN AJS01426
- CF30 Customer (29 Jun 2015 to 22 Aug 2016)
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Alexander Philip Gough
IRN AXG13758
- CF4 Partner (AR) (17 Apr 2019 to 8 Apr 2020)
- CF30 Customer (17 Apr 2019 to 8 Apr 2020)
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Alexandra Luke
IRN AKL01034
- SMF27 Partner (9 Dec 2019 to 7 Oct 2022)
- CF4 Partner (15 Jun 2018 to 8 Dec 2019)
- CF30 Customer (2 Oct 2013 to 3 Apr 2018)
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Alexis Niall Brassey
IRN ANB01067
- CF30 Customer (18 Apr 2013 to 24 Jun 2014)
- CF4 Partner (AR) (19 Jul 2012 to 30 Dec 2012)
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Alfred Dietel
IRN AXD01909
- CF30 Customer (9 Mar 2011 to 1 Oct 2013)
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Ali Asif Khan
IRN AAK01018
- CF30 Customer (16 Oct 2014 to 7 Nov 2016)
- CF4 Partner (AR) (16 Oct 2014 to 7 Nov 2016)
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Alun David Simpson
IRN AXS01514
- CF30 Customer (since 8 Aug 2014)
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Alun Michael Guest Rees
IRN MAR01141
- CF1 Director (AR) (1 Mar 2019 to 10 Feb 2020)
- CF30 Customer (1 Mar 2019 to 10 Feb 2020)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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International M&A Partnership II Limited (no longer appointed)
FRN 1017311 · Appointed 25 Sep 2024 · Until 13 Feb 2026
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Ellora Capital Partners LLP (no longer appointed)
FRN 1005088 · Appointed 19 Dec 2023 · Until 1 Oct 2024
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Beacon Hill Advisors Limited (no longer appointed)
FRN 998437 · Appointed 22 Jun 2023 · Until 4 Aug 2023
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WHISKEY & WEALTH CAPITAL LIMITED (no longer appointed)
FRN 986177 · Appointed 28 Oct 2022 · Until 9 May 2023
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Ponderosa Services Ltd (no longer appointed)
FRN 976108 · Appointed 20 May 2022 · Until 8 Feb 2024 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.