Sturgeon Ventures LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Unit D Heathmans House19 Heathmans RoadLondonSW6 4TJUNITED KINGDOM- Phone
- +442031674625
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Complaints Contact
Unit D Heathmans House19 Heathmans RoadLondonSW6 4TJUNITED KINGDOM- Phone
- +442031674625
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Runs Investment Funds
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Avi Meir David Hoddes
IRN AMH01199
- CF4 Partner (AR) (28 Apr 2017 to 30 May 2018)
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Azlinda Ezrina Binti Ariffin
IRN AEA01064
- CF30 Customer (17 Oct 2016 to 29 Sep 2017)
- CF1 Director (AR) (17 Oct 2016 to 29 Sep 2017)
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Barnaby Hugo Dominic Martin
IRN BXM13645
- CF30 Customer (15 Apr 2019 to 4 Sep 2020)
- CF4 Partner (AR) (15 Apr 2019 to 4 Sep 2020)
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Barry Simon Cohen
IRN BSC01050
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Jan 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2023)
- CF30 Customer (15 Dec 2017 to 1 Jan 2023)
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Benjamin Joseph Austin
IRN BJA01059
- CF30 Customer (1 Oct 2015 to 4 Dec 2017)
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Benjamin Joseph Funk
IRN BJF01056
- CF4 Partner (AR) (11 Jul 2017 to 22 Apr 2021)
- CF30 Customer (11 Jul 2017 to 22 Apr 2021)
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Benjamin Samuel Smith
IRN BSS01062
- CF30 Customer (7 Apr 2016 to 31 Mar 2022)
- CF4 Partner (AR) (7 Apr 2016 to 31 Mar 2022)
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Benjamin Terence Adam John Gaisford Clyde-Smith
IRN BXC00405
- [FCA CF] Client dealing (since 5 Dec 2024)
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Benjamin Thomas Henry Nott
IRN BXN09641
- CF4 Partner (AR) (19 Dec 2023 to 21 Dec 2023)
- CF30 Customer (19 Dec 2023 to 21 Dec 2023)
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Benjamin Xie Deming
IRN BXX42599
- CF1 Director (AR) (12 Mar 2020 to 16 Jul 2020)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Norcliffe Capital Ltd
FRN 826977 · Appointed 26 Nov 2018
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K2Q Capital Limited
FRN 824632 · Appointed 31 Oct 2018
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BioScience Managers UK Ltd
FRN 823533 · Appointed 17 Oct 2018 · Tied agent
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Cardean Bell Ltd
FRN 793717 · Appointed 9 Nov 2017 · Tied agent
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ONE Luxury Group Advisers LLP
FRN 708249 · Appointed 19 Apr 2017
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MFW-Multi Family Wealth Ltd
FRN 734573 · Appointed 29 Jan 2016
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DC Advisors Ltd
FRN 709970 · Appointed 13 Jul 2015 · Tied agent
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CFX Risk Management Ltd
FRN 661264 · Appointed 19 Dec 2014 · Tied agent
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5CL Ltd
FRN 629576 · Appointed 4 Aug 2014
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Special Debt Situations Ltd
FRN 609526 · Appointed 1 Nov 2013 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.