Sturgeon Ventures LLP

Date authorised
1 April 2013
Companies House
OC319614
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit D Heathmans House
    19 Heathmans Road
    London
    SW6 4TJ
    UNITED KINGDOM
    Phone
    +442031674625
    Web
    https://www.sturgeonventures.com

  • Complaints Contact

    Unit D Heathmans House
    19 Heathmans Road
    London
    SW6 4TJ
    UNITED KINGDOM
    Phone
    +442031674625

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sarah Ann Whitehead

    IRN SAW01153

    • SMF16 Compliance Oversight (since 12 Dec 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Dec 2022)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 19 Nov 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • CF4 Partner (11 Jul 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 Jul 2018 to 8 Dec 2019)
    • CF30 Customer (4 May 2016 to 8 Dec 2019)
  • Sarah Jane Stratton

    IRN SJS01309

    • CF1 Director (AR) (7 Aug 2019 to 17 Aug 2020)
  • Sathvik Sathish

    IRN SXS04240

    • CF1 Director (AR) (12 Aug 2015 to 16 Feb 2017)
    • CF30 Customer (12 Aug 2015 to 16 Feb 2017)
  • Sean Christopher Butler

    IRN SXB02100

    • CF1 Director (AR) (since 15 Apr 2024)
    • CF30 Customer (since 15 Apr 2024)
  • Sean Michael Scoggins

    IRN SMS01206

    • CF30 Customer (27 Nov 2009 to 8 Oct 2010)
  • Sebastian Poulsen

    IRN SXP00789

    • CF30 Customer (since 23 Jul 2024)
  • Seonaid Mackenzie

    IRN SXM01425

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2020 to 10 Dec 2020)
    • [FCA CF] Significant management (9 Dec 2020 to 10 Dec 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2020 to 10 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Nov 2020)
    • CF11 Money Laundering Reporting (8 Aug 2012 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (21 Jul 2006 to 12 Apr 2018)
    • CF8 Apportionment and Oversight (21 Jul 2006 to 31 Oct 2007)
    • CF27 Investment Management (21 Jul 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (21 Jul 2006 to 31 Oct 2007)
    • CF4 Partner (21 Jul 2006 to 8 Dec 2019)
  • Shahid Hameed Qazi

    IRN SXQ00052

    • CF30 Customer (27 Jun 2023 to 25 Mar 2026)
  • Shahraab Ahmad

    IRN SXA02548

    • CF30 Customer (5 Jan 2015 to 8 Apr 2015)
  • Shahryar Barati

    IRN SXB00876

    • [FCA CF] Client dealing (11 Mar 2022 to 18 Oct 2023)
    • [FCA CF] Material risk taker (11 Mar 2022 to 8 Jun 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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