Sturgeon Ventures LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Unit D Heathmans House19 Heathmans RoadLondonSW6 4TJUNITED KINGDOM- Phone
- +442031674625
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Complaints Contact
Unit D Heathmans House19 Heathmans RoadLondonSW6 4TJUNITED KINGDOM- Phone
- +442031674625
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Runs Investment Funds
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Alexander George Tristram Heath
IRN AXH02810
- CF1 Director (AR) (12 Aug 2015 to 20 Feb 2017)
- CF30 Customer (12 Aug 2015 to 20 Feb 2017)
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Alexander Gerard Kalis
IRN AGK01031
- CF30 Customer (21 Dec 2015 to 13 Jun 2018)
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Alexander Jozef Hartman Shivananda
IRN AJS01426
- CF30 Customer (29 Jun 2015 to 22 Aug 2016)
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Alexander Philip Gough
IRN AXG13758
- CF4 Partner (AR) (17 Apr 2019 to 8 Apr 2020)
- CF30 Customer (17 Apr 2019 to 8 Apr 2020)
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Alexandra Luke
IRN AKL01034
- SMF27 Partner (9 Dec 2019 to 7 Oct 2022)
- CF4 Partner (15 Jun 2018 to 8 Dec 2019)
- CF30 Customer (2 Oct 2013 to 3 Apr 2018)
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Alexis Niall Brassey
IRN ANB01067
- CF30 Customer (18 Apr 2013 to 24 Jun 2014)
- CF4 Partner (AR) (19 Jul 2012 to 30 Dec 2012)
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Alfred Dietel
IRN AXD01909
- CF30 Customer (9 Mar 2011 to 1 Oct 2013)
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Ali Asif Khan
IRN AAK01018
- CF30 Customer (16 Oct 2014 to 7 Nov 2016)
- CF4 Partner (AR) (16 Oct 2014 to 7 Nov 2016)
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Alun David Simpson
IRN AXS01514
- CF30 Customer (since 8 Aug 2014)
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Alun Michael Guest Rees
IRN MAR01141
- CF1 Director (AR) (1 Mar 2019 to 10 Feb 2020)
- CF30 Customer (1 Mar 2019 to 10 Feb 2020)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Lynceus Partners UK Limited
FRN 999114 · Appointed 5 Jul 2023
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Roco Capital Limited
FRN 998979 · Appointed 3 Jul 2023
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KAYNE ANDERSON CAPITAL ADVISORS UK LTD
FRN 993191 · Appointed 10 Mar 2023
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Green Giraffe (GGEB) UK Limited
FRN 990891 · Appointed 30 Jan 2023
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Boost Capital Partners Limited
FRN 990212 · Appointed 18 Jan 2023
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Centersquare Investment Advisors UK Ltd
FRN 982754 · Appointed 7 Sep 2022
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TITAN ALTERNATIVES LIMITED
FRN 974252 · Appointed 19 Apr 2022
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Research Tree Limited
FRN 735919 · Appointed 7 Oct 2019
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Altero Capital UK Ltd
FRN 911598 · Appointed 24 Jul 2019 · Tied agent
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Carolon Capital UK Limited
FRN 831932 · Appointed 25 Jan 2019 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.