Sturgeon Ventures LLP

• Principal Place of Business

  Unit D Heathmans House

  19 Heathmans Road

  London

  SW6 4TJ

  UNITED KINGDOM

  Phone

  +442031674625

  Web

  https://www.sturgeonventures.com

• Complaints Contact

  Unit D Heathmans House

  19 Heathmans Road

  London

  SW6 4TJ

  UNITED KINGDOM

  Phone

  +442031674625

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . LW2 Holdings LLP

  IRN XXL01105

  • CF4 Partner (AR) (6 Nov 2012 to 19 Dec 2013)
• . LW2 LLP

  IRN XXL01109

  • CF4 Partner (AR) (5 Dec 2012 to 8 Jan 2014)
• . MC Squared (Services) Global Limited

  IRN XXM01137

  • CF4 Partner (25 Aug 2011 to 21 Dec 2011)
• . Moelis and Company International Holding

  IRN XXM01101

  • CF4 Partner (AR) (24 Sep 2009 to 8 Oct 2010)
• . Pemberton Asset Management Services UK L

  IRN XXP01135

  • CF4 Partner (AR) (3 May 2011 to 1 Oct 2013)
• . Rime (UK), Limited

  IRN XXR01112

  • CF4 Partner (AR) (21 Oct 2014 to 7 Nov 2016)
• . RoboCap (Services) Ltd

  IRN XXR01133

  • CF4 Partner (AR) (26 Nov 2018 to 2 Jan 2023)
• . SDJ Advisers Ltd

  IRN XXS01163

  • CF4 Partner (AR) (23 Feb 2011 to 30 Jun 2011)
• . Sandbar Asset Management (Services) Ltd

  IRN XXS01293

  • CF4 Partner (AR) (12 Jul 2017 to 25 Jul 2023)
• . Theta Capital Limited

  IRN XXT01125

  • CF4 Partner (AR) (30 Jul 2012 to 30 Dec 2012)

• EIC Energy Trading Limited (no longer appointed)

  FRN 490837 · Appointed 30 Oct 2008 · Until 13 Oct 2011

• Moelis & Company UK LLP (no longer appointed)

  FRN 488812 · Appointed 12 Sep 2008 · Until 8 Oct 2010

• Archemus Capital Ltd (no longer appointed)

  FRN 486524 · Appointed 25 Jul 2008 · Until 2 Apr 2009

• Mearal Investment Advisors Limited (no longer appointed)

  FRN 476560 · Appointed 14 Dec 2007 · Until 15 Sep 2008

• Managing Partners Capital Ltd (no longer appointed)

  FRN 471151 · Appointed 3 Aug 2007 · Until 21 Apr 2011

• First Columbus LLP (no longer appointed)

  FRN 464750 · Appointed 5 Mar 2007 · Until 20 Feb 2009

• Dawn Capital LLP (no longer appointed)

  FRN 457399 · Appointed 18 Sep 2006 · Until 2 Jul 2007

• GFX Capital Ltd (no longer appointed)

  FRN 455460 · Appointed 3 Aug 2006 · Until 28 Nov 2006

• Grisons Peak LLP (no longer appointed)

  FRN 450201 · Appointed 1 Aug 2006 · Until 20 Nov 2006

No changes recorded yet.