Sturgeon Ventures LLP

• Principal Place of Business

  Unit D Heathmans House

  19 Heathmans Road

  London

  SW6 4TJ

  UNITED KINGDOM

  Phone

  +442031674625

  Web

  https://www.sturgeonventures.com

• Complaints Contact

  Unit D Heathmans House

  19 Heathmans Road

  London

  SW6 4TJ

  UNITED KINGDOM

  Phone

  +442031674625

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicolas Green

  IRN NXG01329

  • CF30 Customer (3 May 2018 to 22 Oct 2018)
• Nicolas Paul Giuli

  IRN NPG01034

  • CF4 Partner (AR) (since 12 Jun 2025)
  • CF30 Customer (since 12 Jun 2025)
• Nicolas Pierre Alexis Salnikoff

  IRN NPS01068

  • CF30 Customer (27 Jul 2021 to 25 May 2022)
  • CF1 Director (AR) (19 Mar 2020 to 25 May 2022)
• Nicolas Xavier Paul Joseph Marchandise-Franquet

  IRN NXM01368

  • CF30 Customer (27 Jun 2023 to 3 May 2024)
  • CF1 Director (AR) (27 Jun 2023 to 3 May 2024)
• Nigel Peter Grierson

  IRN NPG01022

  • [FCA CF] Client dealing (since 22 Dec 2020)
• Nikolaos Dimitrios Kargadouris

  IRN NDK01012

  • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 May 2023)
  • CF4 Partner (AR) (30 Oct 2019 to 23 Oct 2023)
  • CF30 Customer (30 Oct 2019 to 23 Oct 2023)
• Nimesh Kamath

  IRN NRK01019

  • CF30 Customer (17 Sep 2015 to 1 Apr 2016)
• Nitin Khattar

  IRN NXK01284

  • CF30 Customer (20 Oct 2011 to 21 Dec 2011)
• Norman Benito Fiore

  IRN NBF01005

  • CF4 Partner (AR) (25 Sep 2006 to 2 Jul 2007)
  • CF27 Investment Management (25 Sep 2006 to 2 Jul 2007)
• OLIVER THOMAS KENYON

  IRN OTK01002

  • CF30 Customer (19 Dec 2023 to 30 Sep 2024)
  • CF4 Partner (AR) (19 Dec 2023 to 22 Jan 2024)

• M C Squared Global Investors LLP (no longer appointed)

  FRN 552492 · Appointed 1 Jun 2011 · Until 21 Dec 2011

• Park Lane Capital Advisory Limited (no longer appointed)

  FRN 550232 · Appointed 9 May 2011 · Until 29 Jan 2018

• Drona Capital Ltd (no longer appointed)

  FRN 543120 · Appointed 15 Mar 2011 · Until 21 Oct 2011

• Arbitrade Limited (no longer appointed)

  FRN 543122 · Appointed 15 Mar 2011 · Until 2 Nov 2011

• Pakenham Partners Limited (no longer appointed)

  FRN 542094 · Appointed 24 Feb 2011 · Until 15 Jan 2021 · Tied agent

• Pemberton Capital Advisors LLP (no longer appointed)

  FRN 541791 · Appointed 18 Feb 2011 · Until 1 Oct 2013

• Susan Johns LLP (no longer appointed)

  FRN 541626 · Appointed 16 Feb 2011 · Until 30 Jun 2011

• Sarum Capital LLP (no longer appointed)

  FRN 536218 · Appointed 19 Nov 2010 · Until 15 Jul 2016

• Ballance Advisors UK Limited (no longer appointed)

  FRN 536221 · Appointed 19 Nov 2010 · Until 14 Mar 2011

• Horizon Properties Capital Limited (no longer appointed)

  FRN 528676 · Appointed 28 Jul 2010 · Until 21 Apr 2011

No changes recorded yet.