Sturgeon Ventures LLP

• Principal Place of Business

  Unit D Heathmans House

  19 Heathmans Road

  London

  SW6 4TJ

  UNITED KINGDOM

  Phone

  +442031674625

  Web

  https://www.sturgeonventures.com

• Complaints Contact

  Unit D Heathmans House

  19 Heathmans Road

  London

  SW6 4TJ

  UNITED KINGDOM

  Phone

  +442031674625

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander George Tristram Heath

  IRN AXH02810

  • CF1 Director (AR) (12 Aug 2015 to 20 Feb 2017)
  • CF30 Customer (12 Aug 2015 to 20 Feb 2017)
• Alexander Gerard Kalis

  IRN AGK01031

  • CF30 Customer (21 Dec 2015 to 13 Jun 2018)
• Alexander Jozef Hartman Shivananda

  IRN AJS01426

  • CF30 Customer (29 Jun 2015 to 22 Aug 2016)
• Alexander Philip Gough

  IRN AXG13758

  • CF4 Partner (AR) (17 Apr 2019 to 8 Apr 2020)
  • CF30 Customer (17 Apr 2019 to 8 Apr 2020)
• Alexandra Luke

  IRN AKL01034

  • SMF27 Partner (9 Dec 2019 to 7 Oct 2022)
  • CF4 Partner (15 Jun 2018 to 8 Dec 2019)
  • CF30 Customer (2 Oct 2013 to 3 Apr 2018)
• Alexis Niall Brassey

  IRN ANB01067

  • CF30 Customer (18 Apr 2013 to 24 Jun 2014)
  • CF4 Partner (AR) (19 Jul 2012 to 30 Dec 2012)
• Alfred Dietel

  IRN AXD01909

  • CF30 Customer (9 Mar 2011 to 1 Oct 2013)
• Ali Asif Khan

  IRN AAK01018

  • CF30 Customer (16 Oct 2014 to 7 Nov 2016)
  • CF4 Partner (AR) (16 Oct 2014 to 7 Nov 2016)
• Alun David Simpson

  IRN AXS01514

  • CF30 Customer (since 8 Aug 2014)
• Alun Michael Guest Rees

  IRN MAR01141

  • CF1 Director (AR) (1 Mar 2019 to 10 Feb 2020)
  • CF30 Customer (1 Mar 2019 to 10 Feb 2020)

• M C Squared Global Investors LLP (no longer appointed)

  FRN 552492 · Appointed 1 Jun 2011 · Until 21 Dec 2011

• Park Lane Capital Advisory Limited (no longer appointed)

  FRN 550232 · Appointed 9 May 2011 · Until 29 Jan 2018

• Drona Capital Ltd (no longer appointed)

  FRN 543120 · Appointed 15 Mar 2011 · Until 21 Oct 2011

• Arbitrade Limited (no longer appointed)

  FRN 543122 · Appointed 15 Mar 2011 · Until 2 Nov 2011

• Pakenham Partners Limited (no longer appointed)

  FRN 542094 · Appointed 24 Feb 2011 · Until 15 Jan 2021 · Tied agent

• Pemberton Capital Advisors LLP (no longer appointed)

  FRN 541791 · Appointed 18 Feb 2011 · Until 1 Oct 2013

• Susan Johns LLP (no longer appointed)

  FRN 541626 · Appointed 16 Feb 2011 · Until 30 Jun 2011

• Sarum Capital LLP (no longer appointed)

  FRN 536218 · Appointed 19 Nov 2010 · Until 15 Jul 2016

• Ballance Advisors UK Limited (no longer appointed)

  FRN 536221 · Appointed 19 Nov 2010 · Until 14 Mar 2011

• Horizon Properties Capital Limited (no longer appointed)

  FRN 528676 · Appointed 28 Jul 2010 · Until 21 Apr 2011

No changes recorded yet.