Sturgeon Ventures LLP

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FRN: 452811
Date authorised: 1 April 2013
Companies House: OC319614
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Unit D Heathmans House

19 Heathmans Road

London

SW6 4TJ

UNITED KINGDOM

Phone

+442031674625

Web

https://www.sturgeonventures.com
Complaints Contact

Unit D Heathmans House

19 Heathmans Road

London

SW6 4TJ

UNITED KINGDOM

Phone

+442031674625

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Jeremy Leach
IRN JXL01334
- CF1 Director (AR) (30 Nov 2007 to 17 Mar 2011)
- CF30 Customer (1 Nov 2007 to 21 Apr 2011)
- CF27 Investment Management (9 Jul 2007 to 31 Oct 2007)
Jeremy Oscar Somerville Hindle
IRN JXH00742
- [FCA CF] Material risk taker (27 Oct 2021 to 31 Oct 2021)
- [FCA CF] Client dealing (27 Oct 2021 to 31 Oct 2021)
Jeremy Reason
IRN JXR00838
- CF30 Customer (since 26 Jul 2024)
Jesse Wren McDougall
IRN JXM02388
- CF4 Partner (AR) (29 Aug 2012 to 30 Dec 2012)
Joanna Louise Thompson
IRN JLT01035
- CF30 Customer (5 Aug 2015 to 4 May 2021)
Joao Miguel Craveiro Lopes Cortez de Lobao
IRN JMC01420
- CF1 Director (AR) (10 Feb 2016 to 15 Oct 2019)
- CF30 Customer (10 Feb 2016 to 15 Oct 2019)
Joaquin Garces Narro
IRN GJN01014
- CF30 Customer (31 Jul 2012 to 8 May 2015)
- CF1 Director (AR) (31 Jul 2012 to 8 May 2015)
Johannes Willem Brand
IRN JMB01198
- CF1 Director (AR) (22 Dec 2021 to 25 May 2022)
- CF30 Customer (22 Dec 2021 to 25 May 2022)
- [FCA CF] Material risk taker (15 Oct 2021 to 25 May 2022)
- [FCA CF] Client dealing (15 Oct 2021 to 25 May 2022)
John Anthony Dengate
IRN JAD01293
- CF1 Director (AR) (12 Feb 2010 to 21 Apr 2011)
- CF30 Customer (12 Feb 2010 to 21 Apr 2011)
John Calder Blair
IRN JCB01286
- CF30 Customer (13 Aug 2010 to 21 Apr 2011)
- CF1 Director (AR) (13 Aug 2010 to 21 Apr 2011)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

M C Squared Global Investors LLP (no longer appointed)
FRN 552492 · Appointed 1 Jun 2011 · Until 21 Dec 2011
Park Lane Capital Advisory Limited (no longer appointed)
FRN 550232 · Appointed 9 May 2011 · Until 29 Jan 2018
Drona Capital Ltd (no longer appointed)
FRN 543120 · Appointed 15 Mar 2011 · Until 21 Oct 2011
Arbitrade Limited (no longer appointed)
FRN 543122 · Appointed 15 Mar 2011 · Until 2 Nov 2011
Pakenham Partners Limited (no longer appointed)
FRN 542094 · Appointed 24 Feb 2011 · Until 15 Jan 2021 · Tied agent
Pemberton Capital Advisors LLP (no longer appointed)
FRN 541791 · Appointed 18 Feb 2011 · Until 1 Oct 2013
Susan Johns LLP (no longer appointed)
FRN 541626 · Appointed 16 Feb 2011 · Until 30 Jun 2011
Sarum Capital LLP (no longer appointed)
FRN 536218 · Appointed 19 Nov 2010 · Until 15 Jul 2016
Ballance Advisors UK Limited (no longer appointed)
FRN 536221 · Appointed 19 Nov 2010 · Until 14 Mar 2011
Horizon Properties Capital Limited (no longer appointed)
FRN 528676 · Appointed 28 Jul 2010 · Until 21 Apr 2011

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.