Sturgeon Ventures LLP

• Principal Place of Business

  Unit D Heathmans House

  19 Heathmans Road

  London

  SW6 4TJ

  UNITED KINGDOM

  Phone

  +442031674625

  Web

  https://www.sturgeonventures.com

• Complaints Contact

  Unit D Heathmans House

  19 Heathmans Road

  London

  SW6 4TJ

  UNITED KINGDOM

  Phone

  +442031674625

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Agena Capital Holdings Limited

  IRN XXA01158

  • CF4 Partner (AR) (9 Sep 2010 to 31 Jul 2012)
• . Albinen LP

  IRN XXA00002

  • CF4 Partner (AR) (12 Jan 2021 to 19 Jan 2023)
• . BGR (UK) Limited

  IRN XXB01158

  • CF4 Partner (AR) (21 Oct 2014 to 7 Nov 2016)
• . CP Investors Ltd

  IRN XXC07091

  • CF4 Partner (AR) (10 Sep 2019 to 26 Aug 2020)
• . Compass MCSGI Limited

  IRN XXC01204

  • CF4 Partner (25 Aug 2011 to 21 Dec 2011)
• . DLT International (UK) Ltd

  IRN XXD01119

  • CF4 Partner (AR) (26 Nov 2018 to 14 Nov 2019)
• . Europa Financial Management Ltd

  IRN XXE01114

  • CF4 Partner (AR) (6 Mar 2017 to 9 Aug 2018)
• . H Farm UK Ltd

  IRN XXH01136

  • CF4 Partner (AR) (4 May 2016 to 1 Feb 2019)
• . Harbor Lane Advisors LLC

  IRN XXH01097

  • CF4 Partner (AR) (31 May 2012 to 1 Dec 2014)
• . Highest Point GP, LLC

  IRN XXH00001

  • CF4 Partner (AR) (12 Jan 2021 to 31 Dec 2022)

• M C Squared Global Investors LLP (no longer appointed)

  FRN 552492 · Appointed 1 Jun 2011 · Until 21 Dec 2011

• Park Lane Capital Advisory Limited (no longer appointed)

  FRN 550232 · Appointed 9 May 2011 · Until 29 Jan 2018

• Drona Capital Ltd (no longer appointed)

  FRN 543120 · Appointed 15 Mar 2011 · Until 21 Oct 2011

• Arbitrade Limited (no longer appointed)

  FRN 543122 · Appointed 15 Mar 2011 · Until 2 Nov 2011

• Pakenham Partners Limited (no longer appointed)

  FRN 542094 · Appointed 24 Feb 2011 · Until 15 Jan 2021 · Tied agent

• Pemberton Capital Advisors LLP (no longer appointed)

  FRN 541791 · Appointed 18 Feb 2011 · Until 1 Oct 2013

• Susan Johns LLP (no longer appointed)

  FRN 541626 · Appointed 16 Feb 2011 · Until 30 Jun 2011

• Sarum Capital LLP (no longer appointed)

  FRN 536218 · Appointed 19 Nov 2010 · Until 15 Jul 2016

• Ballance Advisors UK Limited (no longer appointed)

  FRN 536221 · Appointed 19 Nov 2010 · Until 14 Mar 2011

• Horizon Properties Capital Limited (no longer appointed)

  FRN 528676 · Appointed 28 Jul 2010 · Until 21 Apr 2011

No changes recorded yet.