Sturgeon Ventures LLP

• Principal Place of Business

  Unit D Heathmans House

  19 Heathmans Road

  London

  SW6 4TJ

  UNITED KINGDOM

  Phone

  +442031674625

  Web

  https://www.sturgeonventures.com

• Complaints Contact

  Unit D Heathmans House

  19 Heathmans Road

  London

  SW6 4TJ

  UNITED KINGDOM

  Phone

  +442031674625

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• William Stevens Carroll

  IRN WXC00108

  • CF30 Customer (since 12 Sep 2022)
• Yash Dave

  IRN YXD01087

  • CF1 Director (AR) (31 Jul 2015 to 31 Jan 2020)
  • CF30 Customer (31 Jul 2015 to 31 Jan 2020)
• Yevgeny Bebnev

  IRN JXB02449

  • [FCA CF] Material risk taker (23 Sep 2021 to 20 Apr 2022)
  • [FCA CF] Client dealing (23 Sep 2021 to 20 Apr 2022)
• Yurie Kawada

  IRN YXK00057

  • CF30 Customer (since 1 Feb 2023)
• Zef Eisenberg

  IRN ZXE01005

  • CF30 Customer (17 Jul 2008 to 18 Jan 2010)

• Ascension Ventures Limited (no longer appointed)

  FRN 568418 · Appointed 22 May 2012 · Until 27 Feb 2014

• Rochester Strategy LLP (no longer appointed)

  FRN 580385 · Appointed 30 Apr 2012 · Until 10 Dec 2012

• Valmer Capital Limited (no longer appointed)

  FRN 580181 · Appointed 25 Apr 2012 · Until 1 May 2012

• Zolfo Cooper Capital Management UK LLP (no longer appointed)

  FRN 580182 · Appointed 25 Apr 2012 · Until 31 May 2018

• Level E Capital Limited (no longer appointed)

  FRN 579840 · Appointed 19 Apr 2012 · Until 6 Mar 2014

• Baudot Private Office Ltd (no longer appointed)

  FRN 579130 · Appointed 5 Apr 2012 · Until 16 Jun 2017

• Brooksbridge Capital LLP (no longer appointed)

  FRN 576345 · Appointed 1 Mar 2012 · Until 21 Nov 2016 · Tied agent

• Affinity Capital Limited (no longer appointed)

  FRN 568310 · Appointed 8 Nov 2011 · Until 27 Oct 2017

• Clerkenwell Capital Ltd (no longer appointed)

  FRN 564972 · Appointed 20 Sep 2011 · Until 4 May 2021 · Tied agent

• Oval Investments Limited (no longer appointed)

  FRN 554116 · Appointed 22 Jun 2011 · Until 25 Aug 2011

No changes recorded yet.