Sturgeon Ventures LLP

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FRN: 452811
Date authorised: 1 April 2013
Companies House: OC319614
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Unit D Heathmans House

19 Heathmans Road

London

SW6 4TJ

UNITED KINGDOM

Phone

+442031674625

Web

https://www.sturgeonventures.com
Complaints Contact

Unit D Heathmans House

19 Heathmans Road

London

SW6 4TJ

UNITED KINGDOM

Phone

+442031674625

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Avi Meir David Hoddes
IRN AMH01199
- CF4 Partner (AR) (28 Apr 2017 to 30 May 2018)
Azlinda Ezrina Binti Ariffin
IRN AEA01064
- CF30 Customer (17 Oct 2016 to 29 Sep 2017)
- CF1 Director (AR) (17 Oct 2016 to 29 Sep 2017)
Barnaby Hugo Dominic Martin
IRN BXM13645
- CF30 Customer (15 Apr 2019 to 4 Sep 2020)
- CF4 Partner (AR) (15 Apr 2019 to 4 Sep 2020)
Barry Simon Cohen
IRN BSC01050
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Jan 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2023)
- CF30 Customer (15 Dec 2017 to 1 Jan 2023)
Benjamin Joseph Austin
IRN BJA01059
- CF30 Customer (1 Oct 2015 to 4 Dec 2017)
Benjamin Joseph Funk
IRN BJF01056
- CF4 Partner (AR) (11 Jul 2017 to 22 Apr 2021)
- CF30 Customer (11 Jul 2017 to 22 Apr 2021)
Benjamin Samuel Smith
IRN BSS01062
- CF30 Customer (7 Apr 2016 to 31 Mar 2022)
- CF4 Partner (AR) (7 Apr 2016 to 31 Mar 2022)
Benjamin Terence Adam John Gaisford Clyde-Smith
IRN BXC00405
- [FCA CF] Client dealing (since 5 Dec 2024)
Benjamin Thomas Henry Nott
IRN BXN09641
- CF4 Partner (AR) (19 Dec 2023 to 21 Dec 2023)
- CF30 Customer (19 Dec 2023 to 21 Dec 2023)
Benjamin Xie Deming
IRN BXX42599
- CF1 Director (AR) (12 Mar 2020 to 16 Jul 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Schulenburg Capital Ltd (no longer appointed)
FRN 616210 · Appointed 20 Feb 2014 · Until 17 Dec 2018
Reynolds Ventures Ltd (no longer appointed)
FRN 615367 · Appointed 6 Feb 2014 · Until 7 Jul 2015 · Tied agent
Mitheridge Capital Partners Ltd (no longer appointed)
FRN 607326 · Appointed 16 Sep 2013 · Until 11 Mar 2015
Northridge Advisory Limited (no longer appointed)
FRN 604059 · Appointed 9 Jul 2013 · Until 3 Jul 2020 · Tied agent
Centrium Capital Markets Limited (no longer appointed)
FRN 602446 · Appointed 11 Jun 2013 · Until 17 Mar 2014
Global Liquid Strategies Limited (no longer appointed)
FRN 602278 · Appointed 6 Jun 2013 · Until 19 Jan 2017
Unesta Capital Ltd (no longer appointed)
FRN 600838 · Appointed 9 May 2013 · Until 24 Dec 2013 · Tied agent
Theta Capital Partners LLP (no longer appointed)
FRN 584392 · Appointed 25 Mar 2013 · Until 24 Jun 2014
JustInvesting Limited (no longer appointed)
FRN 595702 · Appointed 11 Feb 2013 · Until 15 Oct 2014
Meru Capital (UK) Limited (no longer appointed)
FRN 595016 · Appointed 25 Jan 2013 · Until 21 Aug 2014 · Tied agent

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.