Sturgeon Ventures LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Unit D Heathmans House19 Heathmans RoadLondonSW6 4TJUNITED KINGDOM- Phone
- +442031674625
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Complaints Contact
Unit D Heathmans House19 Heathmans RoadLondonSW6 4TJUNITED KINGDOM- Phone
- +442031674625
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Runs Investment Funds
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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. LW2 Holdings LLP
IRN XXL01105
- CF4 Partner (AR) (6 Nov 2012 to 19 Dec 2013)
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. LW2 LLP
IRN XXL01109
- CF4 Partner (AR) (5 Dec 2012 to 8 Jan 2014)
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. MC Squared (Services) Global Limited
IRN XXM01137
- CF4 Partner (25 Aug 2011 to 21 Dec 2011)
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. Moelis and Company International Holding
IRN XXM01101
- CF4 Partner (AR) (24 Sep 2009 to 8 Oct 2010)
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. Pemberton Asset Management Services UK L
IRN XXP01135
- CF4 Partner (AR) (3 May 2011 to 1 Oct 2013)
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. Rime (UK), Limited
IRN XXR01112
- CF4 Partner (AR) (21 Oct 2014 to 7 Nov 2016)
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. RoboCap (Services) Ltd
IRN XXR01133
- CF4 Partner (AR) (26 Nov 2018 to 2 Jan 2023)
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. SDJ Advisers Ltd
IRN XXS01163
- CF4 Partner (AR) (23 Feb 2011 to 30 Jun 2011)
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. Sandbar Asset Management (Services) Ltd
IRN XXS01293
- CF4 Partner (AR) (12 Jul 2017 to 25 Jul 2023)
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. Theta Capital Limited
IRN XXT01125
- CF4 Partner (AR) (30 Jul 2012 to 30 Dec 2012)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Schulenburg Capital Ltd (no longer appointed)
FRN 616210 · Appointed 20 Feb 2014 · Until 17 Dec 2018
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Reynolds Ventures Ltd (no longer appointed)
FRN 615367 · Appointed 6 Feb 2014 · Until 7 Jul 2015 · Tied agent
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Mitheridge Capital Partners Ltd (no longer appointed)
FRN 607326 · Appointed 16 Sep 2013 · Until 11 Mar 2015
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Northridge Advisory Limited (no longer appointed)
FRN 604059 · Appointed 9 Jul 2013 · Until 3 Jul 2020 · Tied agent
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Centrium Capital Markets Limited (no longer appointed)
FRN 602446 · Appointed 11 Jun 2013 · Until 17 Mar 2014
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Global Liquid Strategies Limited (no longer appointed)
FRN 602278 · Appointed 6 Jun 2013 · Until 19 Jan 2017
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Unesta Capital Ltd (no longer appointed)
FRN 600838 · Appointed 9 May 2013 · Until 24 Dec 2013 · Tied agent
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Theta Capital Partners LLP (no longer appointed)
FRN 584392 · Appointed 25 Mar 2013 · Until 24 Jun 2014
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Meru Capital (UK) Limited (no longer appointed)
FRN 595016 · Appointed 25 Jan 2013 · Until 21 Aug 2014 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.