Sturgeon Ventures LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Unit D Heathmans House19 Heathmans RoadLondonSW6 4TJUNITED KINGDOM- Phone
- +442031674625
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Complaints Contact
Unit D Heathmans House19 Heathmans RoadLondonSW6 4TJUNITED KINGDOM- Phone
- +442031674625
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Runs Investment Funds
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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. LW2 Holdings LLP
IRN XXL01105
- CF4 Partner (AR) (6 Nov 2012 to 19 Dec 2013)
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. LW2 LLP
IRN XXL01109
- CF4 Partner (AR) (5 Dec 2012 to 8 Jan 2014)
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. MC Squared (Services) Global Limited
IRN XXM01137
- CF4 Partner (25 Aug 2011 to 21 Dec 2011)
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. Moelis and Company International Holding
IRN XXM01101
- CF4 Partner (AR) (24 Sep 2009 to 8 Oct 2010)
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. Pemberton Asset Management Services UK L
IRN XXP01135
- CF4 Partner (AR) (3 May 2011 to 1 Oct 2013)
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. Rime (UK), Limited
IRN XXR01112
- CF4 Partner (AR) (21 Oct 2014 to 7 Nov 2016)
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. RoboCap (Services) Ltd
IRN XXR01133
- CF4 Partner (AR) (26 Nov 2018 to 2 Jan 2023)
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. SDJ Advisers Ltd
IRN XXS01163
- CF4 Partner (AR) (23 Feb 2011 to 30 Jun 2011)
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. Sandbar Asset Management (Services) Ltd
IRN XXS01293
- CF4 Partner (AR) (12 Jul 2017 to 25 Jul 2023)
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. Theta Capital Limited
IRN XXT01125
- CF4 Partner (AR) (30 Jul 2012 to 30 Dec 2012)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Helmsley Securities Ltd (no longer appointed)
FRN 677816 · Appointed 19 Mar 2015 · Until 27 Oct 2015 · Tied agent
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Iron Box Capital Ltd (no longer appointed)
FRN 670397 · Appointed 6 Feb 2015 · Until 4 Nov 2020 · Tied agent
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Infrastructure Partnership LLP (no longer appointed)
FRN 626405 · Appointed 28 Jan 2015 · Until 19 Feb 2016
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Financial Advisory Services Ltd (no longer appointed)
FRN 655277 · Appointed 24 Nov 2014 · Until 25 Mar 2026
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BGR Asset Management LLP (no longer appointed)
FRN 649141 · Appointed 8 Oct 2014 · Until 7 Nov 2016 · Tied agent
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WoodsWater Capital (UK) Ltd (no longer appointed)
FRN 629505 · Appointed 1 Aug 2014 · Until 28 Apr 2015
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i for change Ltd (no longer appointed)
FRN 628266 · Appointed 15 Jul 2014 · Until 2 Jul 2023 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.