Sturgeon Ventures LLP

• Principal Place of Business

  Unit D Heathmans House

  19 Heathmans Road

  London

  SW6 4TJ

  UNITED KINGDOM

  Phone

  +442031674625

  Web

  https://www.sturgeonventures.com

• Complaints Contact

  Unit D Heathmans House

  19 Heathmans Road

  London

  SW6 4TJ

  UNITED KINGDOM

  Phone

  +442031674625

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Francesco Lucchese

  IRN FXL01209

  • CF30 Customer (12 Apr 2016 to 1 Jul 2016)
• Francisca Clara Reynolds

  IRN FCR01013

  • CF1 Director (AR) (5 Mar 2014 to 3 Jul 2015)
  • CF30 Customer (5 Mar 2014 to 3 Jul 2015)
• Francois Jean Marc Faure

  IRN FXF01024

  • CF30 Customer (9 Oct 2015 to 17 Sep 2019)
  • CF1 Director (AR) (9 Oct 2015 to 17 Sep 2019)
• Francois Morin

  IRN FXM01134

  • CF30 Customer (1 Dec 2009 to 21 Dec 2011)
• Francois Vidal

  IRN FXV01046

  • CF30 Customer (18 Nov 2009 to 8 Oct 2010)
• Frank Thomas Raschke

  IRN FTR01002

  • CF30 Customer (25 Jul 2011 to 13 Mar 2012)
• Frank William McKirgan

  IRN FWM01010

  • CF4 Partner (AR) (25 Feb 2014 to 21 Aug 2014)
  • CF30 Customer (25 Feb 2014 to 21 Aug 2014)
• Frazer Hossack

  IRN FXH01190

  • CF30 Customer (16 Nov 2010 to 21 Apr 2011)
• Fredrik Karl Ake Elwing

  IRN FKE01002

  • CF30 Customer (15 Oct 2019 to 20 Dec 2021)
• Gabriele Lucano

  IRN GXL01340

  • CF30 Customer (16 Sep 2009 to 8 Oct 2010)

• TSMK Ltd (no longer appointed)

  FRN 739652 · Appointed 9 Mar 2016 · Until 11 Jan 2017

• Capital Grey Partners LLP (no longer appointed)

  FRN 739659 · Appointed 9 Mar 2016 · Until 28 Nov 2016

• Research Tree Limited (no longer appointed)

  FRN 735919 · Appointed 9 Feb 2016 · Until 31 May 2019

• Absail Capital Ltd (no longer appointed)

  FRN 732573 · Appointed 19 Jan 2016 · Until 19 Oct 2021

• Horizon (GP) Ltd (no longer appointed)

  FRN 728024 · Appointed 4 Dec 2015 · Until 26 Aug 2016

• RoboCap LLP (no longer appointed)

  FRN 724975 · Appointed 10 Nov 2015 · Until 17 Jan 2023

• Newcode Advisers Ltd (no longer appointed)

  FRN 718617 · Appointed 29 Sep 2015 · Until 19 Sep 2019 · Tied agent

• Mitheridge Capital Management LLP (no longer appointed)

  FRN 716659 · Appointed 14 Sep 2015 · Until 12 Aug 2016

• Yuanta Securities (UK) Ltd (no longer appointed)

  FRN 716618 · Appointed 14 Sep 2015 · Until 21 Oct 2016

• Victorem Ventures Ltd (no longer appointed)

  FRN 716517 · Appointed 11 Sep 2015 · Until 2 Jan 2018

No changes recorded yet.