Date authorised
1 April 2013
Companies House
NI004308
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Governors Place
    Carrickfergus
    BT38 7BN
    UNITED KINGDOM
    Phone
    +4408000113121
  • Complaints Contact

    10 Governors Place
    Carrickfergus
    BT38 7BN
    UNITED KINGDOM
    Phone
    +4408000113121

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Gregg McConnell

    IRN AGM01186

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (28 Sep 2017 to 8 Dec 2019)
  • Andrew Agnew

    IRN AXA01524

    • Responsible for Insurance Mediation (4 Jul 2007 to 10 Jan 2013)
    • CF1 Director (4 Jul 2007 to 15 Oct 2012)
  • Brian Thomas Allen

    IRN BXA23798

    • Responsible for Insurance Distribution (since 19 Nov 2021)
    • SMF3 Executive Director (since 5 Feb 2020)
  • David Archer McEwan

    IRN DAM01195

    • Responsible for Insurance Mediation (4 Jun 2007 to 1 Mar 2010)
    • CF8 Apportionment and Oversight (4 Jun 2007 to 31 Mar 2009)
  • David Issac Agnew

    IRN DXA01298

    • CF1 Director (4 Jun 2007 to 15 Oct 2012)
  • Dennis George Storey

    IRN DGS01100

    • CF1 Director (16 Aug 2010 to 15 Oct 2018)
  • Gary Howard Martin

    IRN GHM01036

    • CF1 Director (24 Jan 2011 to 31 May 2014)
  • George Herbert Storey

    IRN GHS01025

    • Responsible for Insurance Distribution (1 Oct 2018 to 14 Nov 2018)
    • Responsible for Insurance Mediation (28 Jun 2017 to 30 Sep 2018)
    • CF1 Director (16 Aug 2010 to 14 Nov 2018)
  • Gillian Elizabeth Cunningham

    IRN GEK01014

    • SMF3 Executive Director (9 Dec 2019 to 22 Apr 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 22 Apr 2021)
    • CF1 Director (4 Aug 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (4 Aug 2017 to 30 Sep 2018)
  • Joann Davidson

    IRN JXD01634

    • CF1 Director (8 Sep 2010 to 12 Jan 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Agnew Leasing Ltd (no longer appointed)

    FRN 502999 · Appointed 29 Jun 2009 · Until 5 Aug 2011

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.