Date authorised
1 October 2020
Companies House
OC417818
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4 Grotto Passage
    London
    W1U 4JX
    UNITED KINGDOM
    Phone
    +447549939648
  • Complaints Contact

    4 Grotto Passage
    London
    W1U 4JX
    UNITED KINGDOM
    Phone
    +447549939648

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Cleo Yeung Sham

    IRN CXS00398

    • SMF27 Partner (2 Aug 2021 to 29 Mar 2023)
  • Frederic Destin

    IRN FGD01004

    • SMF27 Partner (since 1 Oct 2020)
    • [FCA CF] Significant management (since 1 Oct 2020)
    • [PRA CF] Key function holder (since 1 Oct 2020)
  • Gavriel Cahane

    IRN GXC00364

    • SMF27 Partner (21 Apr 2022 to 1 Jan 2026)
    • [FCA CF] Material risk taker (1 Mar 2022 to 1 Jan 2026)
  • Harry Alistair Marcus Stebbings

    IRN HAS01075

    • [PRA CF] Significant risk taker or Material risk taker (1 Oct 2020 to 8 Jul 2021)
    • [FCA CF] Significant management (1 Oct 2020 to 8 Jul 2021)
    • SMF27 Partner (1 Oct 2020 to 8 Jul 2021)
  • Lina Zakarauskaite

    IRN LXZ00034

    • SMF27 Partner (31 Jul 2023 to 6 Jan 2024)
  • Pietro Invernizzi

    IRN PXI01110

    • CF1 Director (AR) (since 8 Mar 2023)
    • CF30 Customer (since 8 Mar 2023)
  • Ross Waide

    IRN RXW27019

    • SMF27 Partner (since 1 Oct 2020)
    • SMF16 Compliance Oversight (1 Oct 2020 to 20 Mar 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Oct 2020 to 20 Mar 2026)
    • [FCA CF] Significant management (1 Oct 2020 to 20 Mar 2026)
  • Shane William Burgess

    IRN SXB00890

    • SMF27 Partner (21 Apr 2022 to 28 Jun 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.