STREAM ASSET MANAGEMENT LTD

Date authorised
15 March 2021
Companies House
10970025
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7-9 Rathbone Street
    London
    Westminster
    W1T 1LY
    UNITED KINGDOM
    Phone
    +448081752077
    Web
    https://www.stream.co

  • Complaints Contact

    7-9 Rathbone Street
    London
    Westminster
    W1T 1LY
    UNITED KINGDOM
    Phone
    +448081752077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Retail (Investment), Personal pension scheme, Stakeholder pension scheme

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Personal pension scheme, Stakeholder pension scheme

  • Investment Setup

    For Retail (Investment), Personal pension scheme, Stakeholder pension scheme

  • Basic Pension Advice

    For Retail (Investment)

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stuart Leslie Feast

    IRN SLF00003

    • SMF16 Compliance Oversight (since 15 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Mar 2021)
    • SMF3 Executive Director (since 15 Mar 2021)
    • Responsible for Insurance Distribution (25 Nov 2020 to 16 Dec 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.