Date authorised
1 April 2013
Companies House
00153658
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Lithia House
    2 Oakwood Court
    Little Oak Drive
    Annesley
    Nottingham
    NG15 0DR
    UNITED KINGDOM
    Phone
    +441623725200
  • Complaints Contact

    Lithia House
    Little Oak Drive
    Annesley
    Nottingham
    Nottinghamshire
    NG15 0DR
    UNITED KINGDOM
    Phone
    +441623725200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

    Show 1 limitation
    • · This permission is limited to debt adjusting with no debt management activity
  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Westaway

    IRN PXW00139

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Philip Wilbraham

    IRN PXW00388

    • SMF3 Executive Director (15 Sep 2023 to 23 Sep 2024)
  • Richard John Thomas

    IRN RXT00464

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 May 2025)
    • SMF3 Executive Director (since 14 May 2025)
    • Responsible for Insurance Distribution (since 14 May 2025)
    • SMF16 Compliance Oversight (since 14 May 2025)
  • Samuel George Houston

    IRN SGH01078

    • CF1 Director (14 Jan 2005 to 14 Jan 2005)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 24 Jul 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 24 Jul 2007)
  • Simon Christopher Kingsmill Everett

    IRN SCE01026

    • CF1 Director (10 Oct 2006 to 10 Oct 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Spencers Limited (no longer appointed)

    FRN 413285 · Appointed 1 Feb 2017 · Until 15 Aug 2017

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.