Date authorised
1 April 2013
Companies House
00153658
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Lithia House
    2 Oakwood Court
    Little Oak Drive
    Annesley
    Nottingham
    NG15 0DR
    UNITED KINGDOM
    Phone
    +441623725200
  • Complaints Contact

    Lithia House
    Little Oak Drive
    Annesley
    Nottingham
    Nottinghamshire
    NG15 0DR
    UNITED KINGDOM
    Phone
    +441623725200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

    Show 1 limitation
    • · This permission is limited to debt adjusting with no debt management activity
  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alun Morton Jones

    IRN AMJ01087

    • CF1 Director (31 Oct 2006 to 31 Oct 2006)
  • Andrew Mackenzie Wady

    IRN AXW00261

    • [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2024)
  • Anthony Richard Gedge

    IRN AXG00248

    • [FCA CF] Significant management (since 1 Jul 2020)
  • Christopher James Sloan

    IRN CXS00206

    • [FCA CF] Significant management (since 1 Sep 2020)
  • Clare Louise Wright

    IRN CXW00183

    • [FCA CF] Significant management (9 Dec 2019 to 21 Jun 2024)
  • Craig Alan Beattie

    IRN CAB01289

    • CF1 Director (22 May 2015 to 3 Apr 2016)
    • Responsible for Insurance Mediation (22 May 2015 to 27 Jul 2015)
  • Daniel Jacobus Jacobs

    IRN DXJ00099

    • [FCA CF] Significant management (9 Dec 2019 to 21 Jun 2024)
  • Darren James Sparkes

    IRN DXS00280

    • [FCA CF] Significant management (1 Sep 2020 to 14 Oct 2024)
  • David John Muir

    IRN DXM11480

    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2023)
    • CF1 Director (17 May 2019 to 8 Dec 2019)
    • CF28 Systems and controls (17 May 2019 to 8 Dec 2019)
  • David Neil Williamson

    IRN DNW01015

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (since 28 Feb 2017)
    • CF3 Chief Executive (AR) (since 28 Feb 2017)
    • CF1 Director (22 Jul 2015 to 8 Dec 2019)
    • CF3 Chief Executive (22 Jul 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (22 Jul 2015 to 30 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Spencers Limited (no longer appointed)

    FRN 413285 · Appointed 1 Feb 2017 · Until 15 Aug 2017

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.