Stratos Markets Limited

• Principal Place of Business

  125 Old Broad Street

  London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +4402073984050

  Web

  https://www.fxcm.com/uk/www.tradu.com/uk

• Complaints Contact

  125 Old Broad Street

  London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +4402073984050

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Powell

  IRN CAP01054

  • CF30 Customer (3 Oct 2014 to 16 Feb 2015)
• Chung Ho Hsu

  IRN CXH00314

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Apr 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Apr 2023)
• Clive Elms

  IRN CLE01015

  • CF30 Customer (19 Oct 2012 to 25 Jan 2016)
• Colin John Geiger

  IRN CJG01105

  • CF26 Customer Trading (27 May 2003 to 1 Dec 2005)
  • CF8 Apportionment and Oversight (27 May 2003 to 1 Dec 2005)
  • CF3 Chief Executive (27 May 2003 to 1 Dec 2005)
• Craig Mischel

  IRN CXM00384

  • [FCA CF] Manager of certification employee (1 Oct 2020 to 25 Apr 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 25 Apr 2023)
• Cristian Saraboucov

  IRN CXS00320

  • [FCA CF] Client dealing (3 Feb 2020 to 10 Apr 2023)
• DANIEL VELEZ

  IRN DXV00063

  • [FCA CF] Client dealing (8 Nov 2021 to 10 Apr 2023)
• DAVID ELON KING

  IRN DEK01044

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 31 Dec 2024)
  • CF2 Non Executive Director (10 Sep 2014 to 8 Dec 2019)
• Da Wang

  IRN DXW00554

  • [FCA CF] Client dealing (15 Nov 2022 to 10 Apr 2023)
• Danail Stoyanov

  IRN DXS00730

  • [FCA CF] Client dealing (13 Oct 2022 to 6 Jan 2023)

• Opal Core Limited (no longer appointed)

  FRN 566651 · Appointed 20 Feb 2018 · Until 23 Mar 2018

• MDS & AM LTD (no longer appointed)

  FRN 615211 · Appointed 31 Jan 2014 · Until 5 Mar 2015

• CB London Capital Limited (no longer appointed)

  FRN 589450 · Appointed 11 Nov 2013 · Until 11 Mar 2015

• Opal Core Limited (no longer appointed)

  FRN 566651 · Appointed 17 Oct 2013 · Until 19 Feb 2018

• Timothy McLachlan (no longer appointed)

  FRN 597328 · Appointed 18 Mar 2013 · Until 6 Nov 2014

• TopTradr Limited (no longer appointed)

  FRN 591335 · Appointed 15 Nov 2012 · Until 19 Aug 2015

No changes recorded yet.