Strategic Wealth Management Limited

• Principal Place of Business

  1 East Point

  Seal

  Kent

  TN15 0EG

  UNITED KINGDOM

  Phone

  +4401732760000

  Web

  https://www.strategicwealth.co.uk

• Complaints Contact

  1 East Point

  Seal

  Kent

  TN15 0EG

  UNITED KINGDOM

  Phone

  +4401732760000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Clifford Robert Jenkins

  IRN CRJ00007

  • CF30 Customer (1 Feb 2015 to 8 Dec 2019)
• Dafydd Cynog Evans

  IRN DCE00001

  • CF30 Customer (1 Nov 2007 to 10 Mar 2010)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 20 Dec 2004)
• Darren Charles Berry

  IRN DCB01161

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 16 Dec 2025)
  • CF30 Customer (12 Feb 2016 to 8 Dec 2019)
• David Marsh

  IRN DXM00016

  • CF30 Customer (1 Nov 2007 to 14 Sep 2012)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Edwina Heather Galloway

  IRN EHG00002

  • CF30 Customer (1 Nov 2007 to 13 Dec 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• John Richard Poyner

  IRN JRP00039

  • CF1 Director (1 Dec 2001 to 31 Dec 2002)
• Lesley Karen Chatfield

  IRN LKC00002

  • CF1 Director (30 Nov 2010 to 29 Jun 2012)
• Stephen Raymond Marsh

  IRN SRM00014

  • CF30 Customer (1 Nov 2007 to 28 Apr 2017)
  • Responsible for Insurance Mediation (14 Jan 2005 to 31 May 2017)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 31 May 2017)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • CF10 Compliance Oversight (1 Dec 2001 to 31 May 2017)
  • CF1 Director (1 Dec 2001 to 2 Dec 2019)
• Steven Robert Hotham

  IRN SXH01396

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsible for Insurance Mediation (31 May 2017 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (31 May 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (31 May 2017 to 8 Dec 2019)
  • CF30 Customer (2 Nov 2009 to 8 Dec 2019)
  • CF1 Director (2 Nov 2009 to 8 Dec 2019)

No changes recorded yet.