STRATEGIC FINANCIAL PLANNING (SFP) LIMITED

Date authorised
1 April 2013
Companies House
06254597
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Glebe House Mill Lane
    Upper Heyford
    Bicester
    Oxon
    OX25 5LH
    UNITED KINGDOM
    Phone
    +4401869232747

  • Complaints Contact

    Glebe House Mill Lane
    Upper Heyford
    Bicester
    Oxon
    OX25 5LH
    UNITED KINGDOM
    Phone
    +4401869232747

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Elizabeth Ann Phillipson

    IRN EAP01064

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (30 Apr 2018 to 8 Dec 2019)
  • Simon Cole Phillipson

    IRN SCP00010

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (22 Oct 2007 to 31 Mar 2009)
    • CF21 Investment Adviser (22 Oct 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (22 Oct 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Oct 2007 to 8 Dec 2019)
    • CF1 Director (22 Oct 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (22 Oct 2007 to 30 Sep 2018)
  • Vanessa Ann Phillipson

    IRN VAP01024

    • CF1 Director (22 Oct 2007 to 26 Mar 2014)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.