Date authorised
1 April 2013
Companies House
OC303040
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    120 Regent Street
    London
    W1B 5FE
    UNITED KINGDOM
    Phone
    +4402077301200
  • Complaints Contact

    Strata Partners
    120 Regent Street
    London
    Westminster
    W1B 5FE
    UNITED KINGDOM
    Phone
    +4402077301200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Martin Lees

    IRN RML01043

    • [FCA CF] Material risk taker (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF3 Chief Executive (17 Jul 2014 to 8 Dec 2019)
    • CF4 Partner (17 Jul 2014 to 8 Dec 2019)
    • CF30 Customer (15 Jul 2009 to 8 Dec 2019)
  • Roberta Matekovic Stef

    IRN RXM00453

    • [FCA CF] Client dealing (since 1 Apr 2021)
  • Sophie Nadia Touami

    IRN SXT00685

    • [FCA CF] Client dealing (since 14 May 2024)
  • Vikram Negi

    IRN VXN01038

    • CF30 Customer (1 Apr 2010 to 1 Apr 2013)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.