Strata Global Limited

Date authorised
1 April 2013
Companies House
07707508
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6th Floor
    7-11 Moorgate
    London
    EC2R 6AF
    UNITED KINGDOM
    Phone
    +4402070310625
    Web
    https://www.strataglobal.co.uk

  • Complaints Contact

    6th Floor, Basildon House
    7-11 Moorgate
    London
    EC2R 6AF
    UNITED KINGDOM
    Phone
    +4402070310625

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Toby Charles Benjamin Cooper

    IRN TCC01053

    • CF30 Customer (18 Dec 2015 to 30 Mar 2018)
  • Toby Jonathan Campbell-Gray

    IRN TJC01078

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 May 2020)
    • SMF16 Compliance Oversight (since 14 May 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (11 Dec 2018 to 8 Dec 2019)
    • CF1 Director (11 Dec 2018 to 8 Dec 2019)
  • Tom Oliver Horton

    IRN TXH00479

    • [FCA CF] Client dealing (since 3 Dec 2024)
  • Townsend John Lansing

    IRN TJL01089

    • CF30 Customer (12 May 2020 to 1 Apr 2026)
  • Tristan Hugh Cracroft Rice

    IRN TXR00067

    • CF30 Customer (since 23 Mar 2021)
  • Tristan Neil Brooks

    IRN TXB00553

    • [FCA CF] Client dealing (23 Oct 2025 to 1 Dec 2025)
    • CF30 Customer (5 Jun 2024 to 1 Dec 2025)
  • Valentina Gentile

    IRN VXG01089

    • CF30 Customer (since 30 May 2024)
    • CF1 Director (AR) (since 30 May 2024)
  • Vinay Bhandari

    IRN VXB01197

    • CF30 Customer (1 Mar 2025 to 31 Jul 2025)
  • William James Ellington

    IRN WJE01019

    • SMF3 Executive Director (9 Dec 2019 to 21 Mar 2025)
    • CF1 Director (21 Mar 2013 to 8 Dec 2019)
    • CF30 Customer (22 Nov 2012 to 8 Dec 2019)
  • William Talbot Faulkner

    IRN WTF01006

    • [FCA CF] Client dealing (13 Aug 2021 to 10 Jun 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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