Date authorised
1 April 2013
Companies House
07707508
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6th Floor
    7-11 Moorgate
    London
    EC2R 6AF
    UNITED KINGDOM
    Phone
    +4402070310625
  • Complaints Contact

    6th Floor, Basildon House
    7-11 Moorgate
    London
    EC2R 6AF
    UNITED KINGDOM
    Phone
    +4402070310625

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joel Anthony Coren

    IRN JXC01384

    • CF30 Customer (since 10 Jun 2024)
    • CF1 Director (AR) (since 10 Jun 2024)
  • John Patrick O,Grady

    IRN JPO01054

    • CF30 Customer (2 Apr 2014 to 30 Mar 2018)
  • Jonathan Andrew Carr

    IRN JXC00896

    • CF30 Customer (15 Jun 2022 to 16 Dec 2024)
  • Jonathan Gibbs

    IRN JXG01221

    • CF30 Customer (18 Jun 2020 to 4 Dec 2020)
    • CF1 Director (AR) (18 Jun 2020 to 4 Dec 2020)
  • Jonathon David Glassock

    IRN JDG01049

    • CF10 Compliance Oversight (2 Jan 2015 to 30 Mar 2018)
    • CF11 Money Laundering Reporting (2 Jan 2015 to 30 Mar 2018)
    • CF30 Customer (8 Aug 2012 to 30 Mar 2018)
    • CF1 Director (8 Aug 2012 to 30 Mar 2018)
    • CF3 Chief Executive (8 Aug 2012 to 30 Mar 2018)
  • Joseph James Hine

    IRN JXH00402

    • CF30 Customer (since 23 Mar 2021)
  • Joshua Butt

    IRN JXB00430

    • CF30 Customer (since 20 Nov 2025)
  • Julian James McKenzie-Smith

    IRN JJM01310

    • CF30 Customer (2 Feb 2021 to 3 Aug 2022)
    • CF1 Director (AR) (2 Feb 2021 to 3 Aug 2022)
  • Kalliopi Lina Badi

    IRN KLB01038

    • [FCA CF] Client dealing (since 15 Nov 2024)
    • CF30 Customer (12 Feb 2020 to 13 Nov 2024)
    • CF1 Director (AR) (12 Feb 2020 to 13 Nov 2024)
  • Kevin William Gillespie

    IRN KWG01013

    • CF30 Customer (6 Sep 2024 to 23 Apr 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.