Date authorised
1 April 2013
Companies House
06952562
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Holly Bank
    20 Main St
    Repton
    Derby
    Derbyshire
    DE65 6EZ
    UNITED KINGDOM
    Phone
    +447984268855
  • Complaints Contact

    Holly Bank
    20 Main St
    Repton
    Derby
    Derbyshire
    DE65 6EZ
    UNITED KINGDOM
    Phone
    +447984268855

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Johnson

    IRN AXJ01107

    • CF1 Director (AR) (8 Apr 2010 to 5 Nov 2010)
    • CF30 Customer (8 Apr 2010 to 5 Nov 2010)
    • CF3 Chief Executive (AR) (8 Apr 2010 to 5 Nov 2010)
  • Ann Marie Johnson

    IRN AMJ01106

    • CF2 Non Executive Director (AR) (8 Apr 2010 to 5 Nov 2010)
  • Francesca Rachael Levett

    IRN FXW01154

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (6 Aug 2015 to 8 Dec 2019)
  • Harriet Marsh

    IRN HXM00260

    • [FCA CF] Client dealing (7 Jun 2022 to 21 Oct 2024)
  • Leda Roodbaraky

    IRN LXR01419

    • CF30 Customer (6 Aug 2015 to 8 Dec 2019)
  • Libai Lin

    IRN LXL00282

    • [FCA CF] Client dealing (since 14 May 2024)
  • Michael Greaves

    IRN MXG00617

    • [FCA CF] Client dealing (1 May 2023 to 4 Nov 2024)
  • Naota Lee

    IRN NXL00209

    • [FCA CF] Client dealing (since 4 Nov 2024)
  • Rhiannon Mary Ewart-White

    IRN RMH01129

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (26 Oct 2009 to 8 Dec 2019)
    • CF1 Director (26 Oct 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (26 Oct 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (26 Oct 2009 to 8 Dec 2019)
    • CF3 Chief Executive (26 Oct 2009 to 8 Dec 2019)
  • Rowan Bailey Ewart-White

    IRN RBE01009

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (16 Jun 2011 to 8 Dec 2019)
    • CF1 Director (26 Oct 2009 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.