Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Regency HouseSuites 7&9BasildonEssexSS14 3FRUNITED KINGDOM- Phone
- +4403456465505
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Complaints Contact
Regency HouseSuites 7&9BasildonEssexSS14 3FRUNITED KINGDOM- Phone
- +4403456465535
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Rachel Jayne Haley
IRN RXH00356
- (932)Appointed representative dealing with clients for which they require qualification (13 Oct 2022 to 17 Jan 2023)
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Rachel Laura Ellison
IRN RLL01033
- (1308)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1309)Appointed representative dealing with clients for which they require qualification (since 18 Jul 2024)
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Rachel Louise Cassidy
IRN RXC00264
- (659)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (660)Appointed representative dealing with clients for which they require qualification (since 11 Mar 2021)
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Rachel Louise Cross
IRN RXC00270
- (564)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (565)Appointed representative dealing with clients for which they require qualification (since 2 May 2023)
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Rachel Preston
IRN RXP00311
- (887)Appointed representative dealing with clients for which they require qualification (10 Sep 2021 to 3 Dec 2021)
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Rachel Sarah Cairns
IRN RXC00248
- (262)Appointed representative dealing with clients for which they require qualification (3 Mar 2021 to 31 Oct 2022)
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Rafe Baker
IRN RXB00915
- (1188)CF1 Director (AR) (4 Feb 2026 to 23 Apr 2026)
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Rahal Lasantha De Alwis
IRN RXD01719
- (2596)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (2597)Appointed representative dealing with clients for which they require qualification (since 21 Feb 2022)
- (2598)CF1 Director (AR) (since 16 Jan 2022)
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Raheela Kerfoot
IRN RXK00133
- (2480)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (2481)Appointed representative dealing with clients for which they require qualification (since 15 Apr 2025)
- (2482)CF1 Director (AR) (since 10 Apr 2025)
- (1157)Appointed representative dealing with clients for which they require qualification (13 Jun 2024 to 19 Feb 2025)
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Rajesh Kumar-Bhardwaj
IRN RXK01177
- (1786)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1787)Appointed representative dealing with clients for which they require qualification (since 19 Dec 2024)
- (1788)CF1 Director (AR) (since 15 Nov 2024)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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KRS Mortgage Services Limited (no longer appointed)
FRN 999326 · Appointed 8 Jul 2023 · Until 8 May 2026
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Alexander Financial Management Ltd (no longer appointed)
FRN 412227 · Appointed 22 May 2023 · Until 1 Sep 2023
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SMD Financial Services Ltd (no longer appointed)
FRN 996313 · Appointed 14 May 2023 · Until 5 Jun 2023
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Protection Financial Services Ltd (no longer appointed)
FRN 925103 · Appointed 14 May 2023 · Until 2 Sep 2024
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Mortgage and Financial Services Ltd (no longer appointed)
FRN 995266 · Appointed 24 Apr 2023 · Until 4 Jul 2023
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Strathmore Mortgage & Protection Services Limited (no longer appointed)
FRN 995268 · Appointed 24 Apr 2023 · Until 24 Apr 2024
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (3469)SMF24 Chief Operations
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controlled function added: (3468)CF1 Director (AR)
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controlled function added: (3467)CF1 Director (AR)
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controlled function added: (3466)SMF3 Executive Director
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controlled function added: (3465)CF1 Director (AR)
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controlled function added: (3464)SMF2 Chief Finance
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controlled function added: (3463)SMF3 Executive Director
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controlled function added: (3462)CF1 Director (AR)
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controlled function added: (3461)SMF4 Chief Risk
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controlled function added: (3460)SMF17 Money Laundering Reporting Officer (MLRO)