Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Regency HouseSuites 7&9BasildonEssexSS14 3FRUNITED KINGDOM- Phone
- +4403456465505
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Complaints Contact
Regency HouseSuites 7&9BasildonEssexSS14 3FRUNITED KINGDOM- Phone
- +4403456465535
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Steven Barron
IRN SXB02829
- (121)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (122)Appointed representative dealing with clients for which they require qualification (since 2 Apr 2026)
- (194)Appointed representative dealing with clients for which they require qualification (16 Jan 2025 to 2 Apr 2026)
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Steven Cox
IRN SXC00107
- (2167)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (2166)21. Advising or arranging (bringing about) equity release transactions
- (2168)CF4 Partner (AR) (since 16 Apr 2026)
- (2169)Appointed representative dealing with clients for which they require qualification (since 19 Mar 2026)
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Steven Farrell
IRN SXF01592
- (2374)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (2375)Appointed representative dealing with clients for which they require qualification (since 11 Mar 2021)
- (2376)CF1 Director (AR) (since 17 Jun 2014)
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Steven Harrison
IRN SXH00414
- (975)CF1 Director (AR) (12 Feb 2025 to 5 Mar 2025)
- (974)Appointed representative dealing with clients for which they require qualification (10 Aug 2023 to 4 Dec 2023)
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Steven James Lyons
IRN SXL67208
- (2928)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (2929)Appointed representative dealing with clients for which they require qualification (since 11 Mar 2021)
- (2930)CF1 Director (AR) (since 8 Apr 2020)
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Steven James Measures
IRN SXM00883
- (1780)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1782)Appointed representative dealing with clients for which they require qualification (since 20 Jan 2022)
- (1781)CF4 Partner (AR) (since 22 Dec 2021)
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Steven John Ling
IRN SXL00304
- (930)Appointed representative dealing with clients for which they require qualification (15 Apr 2021 to 1 May 2024)
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Steven Lyndon Spivey
IRN SXS01235
- (48)CF1 Director (AR) (since 3 Apr 2023)
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Steven Neale
IRN SXN00032
- (594)Appointed representative dealing with clients for which they require qualification (11 Mar 2021 to 21 Mar 2025)
- (595)CF1 Director (AR) (27 Jun 2014 to 21 Mar 2025)
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Steven Peter Joyce
IRN SPJ01054
- (535)Appointed representative dealing with clients for which they require qualification (1 Jul 2022 to 29 Sep 2023)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Andrew Rogers
FRN 170773 · Appointed 22 Jan 2022
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Ejetset Financial Services Limited
FRN 626330 · Appointed 22 Jan 2022
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David Christopher Financial Management Ltd
FRN 192907 · Appointed 20 Jan 2022
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Alexander Consulting London Limited
FRN 968106 · Appointed 20 Jan 2022
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Sarah Williams
FRN 745463 · Appointed 19 Jan 2022
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Rajinder Singh
FRN 967891 · Appointed 18 Jan 2022
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Gavin Liddell
FRN 579194 · Appointed 18 Jan 2022
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Future First
FRN 211015 · Appointed 18 Jan 2022
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Magdalena Fuller
FRN 621129 · Appointed 13 Jan 2022
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Keen Hallifax & Associates Limited
FRN 188193 · Appointed 12 Jan 2022
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (3469)SMF24 Chief Operations
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controlled function added: (3468)CF1 Director (AR)
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controlled function added: (3467)CF1 Director (AR)
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controlled function added: (3466)SMF3 Executive Director
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controlled function added: (3465)CF1 Director (AR)
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controlled function added: (3464)SMF2 Chief Finance
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controlled function added: (3463)SMF3 Executive Director
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controlled function added: (3462)CF1 Director (AR)
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controlled function added: (3461)SMF4 Chief Risk
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controlled function added: (3460)SMF17 Money Laundering Reporting Officer (MLRO)