Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Regency HouseSuites 7&9BasildonEssexSS14 3FRUNITED KINGDOM- Phone
- +4403456465505
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Complaints Contact
Regency HouseSuites 7&9BasildonEssexSS14 3FRUNITED KINGDOM- Phone
- +4403456465535
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Karen Christina Latimer
IRN KXL22601
- (1287)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1288)Appointed representative dealing with clients for which they require qualification (since 3 Jun 2021)
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Karen Christine Richards
IRN KCR01022
- (16)CF1 Director (AR) (since 9 Jan 2018)
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Karen Clewes
IRN KXC01262
- (235)Appointed representative dealing with clients for which they require qualification (14 Mar 2025 to 9 Apr 2026)
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Karen Deborah Walker
IRN KDW01027
- (531)Appointed representative dealing with clients for which they require qualification (11 Mar 2021 to 8 Apr 2021)
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Karen Mass
IRN KXM00547
- (776)Appointed representative dealing with clients for which they require qualification (26 Jul 2023 to 6 Jan 2025)
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Karen Nicola Dolby
IRN KXM00423
- (28)CF1 Director (AR) (since 16 Feb 2022)
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Karen Nixon
IRN KXN01108
- (538)Appointed representative dealing with clients for which they require qualification (11 Mar 2021 to 12 Jun 2024)
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Karen Tawse
IRN KXT01155
- (610)Appointed representative dealing with clients for which they require qualification (11 Mar 2021 to 31 Jul 2025)
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Karen Victoria Deveney
IRN KXD00126
- (1040)Appointed representative dealing with clients for which they require qualification (11 Mar 2021 to 3 Mar 2023)
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Karin Woodgate
IRN KXW00388
- (729)Appointed representative dealing with clients for which they require qualification (13 Jun 2024 to 29 Apr 2025)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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RSN Financial Solutions Ltd (no longer appointed)
FRN 1011951 · Appointed 23 Sep 2025 · Until 28 Oct 2025
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TMS Financial Services Ltd (no longer appointed)
FRN 975331 · Appointed 21 Feb 2025 · Until 15 Oct 2025
Recent activity
Updates to this firm's record on the FCA register.
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trading name added: DS Mortgages
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trading name added: Downing Finance
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trading name added: David Stephen Partners
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trading name added: Daniel Scott Financial Services
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trading name added: CW Financial
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trading name added: Kismet Finance
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trading name added: KAP Financial
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trading name added: Jones & Co Independent Financial Advice
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trading name added: JCD Wealth Management
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trading name added: Independent Mortgage Solutions