Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Regency HouseSuites 7&9BasildonEssexSS14 3FRUNITED KINGDOM- Phone
- +4403456465505
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Complaints Contact
Regency HouseSuites 7&9BasildonEssexSS14 3FRUNITED KINGDOM- Phone
- +4403456465535
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Kevin Joseph Lawrence
IRN KJL01059
- (1259)CF30 Customer (1 May 2008 to 18 Dec 2008)
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Kevin Joseph Thornton
IRN KJT00009
- (88)CF1 Director (AR) (since 3 Mar 2022)
- (102)Appointed representative dealing with clients for which they require qualification (17 Aug 2022 to 6 Nov 2023)
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Kevin Kendall Stead
IRN KKS01032
- (2386)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (2387)Appointed representative dealing with clients for which they require qualification (since 24 Mar 2021)
- (2388)CF1 Director (AR) (since 2 Jun 2014)
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Kevin Lake
IRN KXL00035
- (591)CF1 Director (AR) (12 Dec 2012 to 1 Feb 2017)
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Kevin Marlow Pierce
IRN KMP01053
- (1204)Appointed representative dealing with clients for which they require qualification (11 Mar 2021 to 23 Apr 2024)
- (1205)CF1 Director (AR) (6 Mar 2019 to 23 Apr 2024)
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Kevin Raymond Spear
IRN KXS00061
- (79)Appointed representative dealing with clients for which they require qualification (29 Sep 2023 to 8 May 2026)
- (80)CF1 Director (AR) (14 Sep 2023 to 8 May 2026)
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Kevin Robert Charles Bates
IRN KRB00014
- (1916)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1915)21. Advising or arranging (bringing about) equity release transactions
- (1917)Appointed representative dealing with clients for which they require qualification (since 11 Mar 2021)
- (1918)CF1 Director (AR) (since 26 Feb 2020)
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Kevin William Macleod
IRN KXM00240
- (1035)Appointed representative dealing with clients for which they require qualification (11 Mar 2021 to 2 May 2023)
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Kevin Williamson
IRN KXW01517
- (36)CF1 Director (AR) (20 Mar 2015 to 5 Aug 2016)
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Kieley Rachel Graham
IRN KXG00114
- (860)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (861)Appointed representative dealing with clients for which they require qualification (since 11 Mar 2021)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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LBR Financial Solutions Limited
FRN 570711 · Appointed 9 Dec 2011
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Christopher Harvey
FRN 492899 · Appointed 21 Nov 2011
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Latchman Mortgage Services Limited
FRN 565412 · Appointed 28 Sep 2011
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Haven Home Loans Limited
FRN 470155 · Appointed 9 Aug 2010
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Insight Mortgage Solutions Limited
FRN 528926 · Appointed 3 Aug 2010
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KMC Mortgage Solutions Limited
FRN 429170 · Appointed 28 Jul 2010
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Phillip Cox
FRN 528582 · Appointed 27 Jul 2010
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AMW Finance Limited
FRN 462195 · Appointed 22 Jul 2010
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Prestigious Financial Solutions Limited
FRN 469923 · Appointed 22 Jul 2010
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Mortgage 1st Limited
FRN 484231 · Appointed 20 Jul 2010
Recent activity
Updates to this firm's record on the FCA register.
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trading name added: DS Mortgages
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trading name added: Downing Finance
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trading name added: David Stephen Partners
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trading name added: Daniel Scott Financial Services
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trading name added: CW Financial
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trading name added: Kismet Finance
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trading name added: KAP Financial
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trading name added: Jones & Co Independent Financial Advice
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trading name added: JCD Wealth Management
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trading name added: Independent Mortgage Solutions