Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Regency HouseSuites 7&9BasildonEssexSS14 3FRUNITED KINGDOM- Phone
- +4403456465505
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Complaints Contact
Regency HouseSuites 7&9BasildonEssexSS14 3FRUNITED KINGDOM- Phone
- +4403456465535
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Richard Norman Faulkner
IRN RXF00102
- (1013)Appointed representative dealing with clients for which they require qualification (11 Mar 2021 to 28 Apr 2023)
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Richard Peter Adams
IRN RPA01025
- (48)Responsible for Insurance Distribution (1 Oct 2018 to 31 Jul 2019)
- (51)CF1 Director (AR) (10 Oct 2016 to 21 Nov 2016)
- (47)Responsibility for MCD Intermediation (21 Mar 2016 to 31 Jul 2019)
- (50)CF8 Apportionment and Oversight (17 Dec 2008 to 31 Mar 2009)
- (49)Responsible for Insurance Mediation (2 Oct 2006 to 30 Sep 2018)
- (52)CF1 Director (2 Oct 2006 to 31 Jul 2019)
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Richard Peter Evans
IRN RPE00009
- (1396)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1397)Appointed representative dealing with clients for which they require qualification (since 21 Feb 2022)
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Ricky Allen
IRN RXA00013
- (1798)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1799)Appointed representative dealing with clients for which they require qualification (since 25 Mar 2021)
- (1800)CF1 Director (AR) (since 19 Mar 2021)
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Ricky Barbara
IRN RXB00772
- (246)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (247)Appointed representative dealing with clients for which they require qualification (since 23 Mar 2023)
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Ricky James Donohoe
IRN RXD00140
- (255)Appointed representative dealing with clients for which they require qualification (3 Mar 2021 to 16 Aug 2021)
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Ricky William Dorrer
IRN RXD00151
- (1012)Appointed representative dealing with clients for which they require qualification (11 Mar 2021 to 1 Jan 2024)
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Riki Peter Minks
IRN RPM00005
- (146)CF1 Director (AR) (11 Jan 2022 to 3 Aug 2022)
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Ripley Sidney Salgueiro
IRN RXS00315
- (1272)Appointed representative dealing with clients for which they require qualification (18 Dec 2023 to 31 Jan 2026)
- (1273)CF1 Director (AR) (8 Dec 2023 to 31 Jan 2026)
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Rita Kohli
IRN RXK92016
- (1195)Appointed representative dealing with clients for which they require qualification (3 Mar 2021 to 31 Jul 2025)
- (1196)CF1 Director (AR) (27 Aug 2020 to 31 Jul 2025)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Sai Finance LTD
FRN 925100 · Appointed 5 Dec 2022
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Mermaid Mortgages Ltd
FRN 988222 · Appointed 5 Dec 2022
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HD Mortgages Ltd
FRN 987934 · Appointed 29 Nov 2022
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Nicoll Mortgage Solutions Ltd
FRN 987653 · Appointed 24 Nov 2022
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Agree Mortgage Solutions Ltd
FRN 987542 · Appointed 23 Nov 2022
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Thameside Associates Limited
FRN 987560 · Appointed 23 Nov 2022
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TNJ Mortgages Limited
FRN 987477 · Appointed 22 Nov 2022
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TG Financial Services Ltd
FRN 987222 · Appointed 17 Nov 2022
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Cristian Fortuna
FRN 987171 · Appointed 16 Nov 2022
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James Parvin Mortgages Ltd
FRN 986552 · Appointed 3 Nov 2022
Recent activity
Updates to this firm's record on the FCA register.
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trading name added: DS Mortgages
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trading name added: Downing Finance
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trading name added: David Stephen Partners
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trading name added: Daniel Scott Financial Services
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trading name added: CW Financial
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trading name added: Kismet Finance
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trading name added: KAP Financial
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trading name added: Jones & Co Independent Financial Advice
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trading name added: JCD Wealth Management
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trading name added: Independent Mortgage Solutions