Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Regency HouseSuites 7&9BasildonEssexSS14 3FRUNITED KINGDOM- Phone
- +4403456465505
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Complaints Contact
Regency HouseSuites 7&9BasildonEssexSS14 3FRUNITED KINGDOM- Phone
- +4403456465535
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Caroline Elizabeth Ellis
IRN CXE00066
- (975)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (976)Appointed representative dealing with clients for which they require qualification (since 26 Jul 2024)
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Caroline Laura Henry
IRN CLH01090
- (1861)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1862)Appointed representative dealing with clients for which they require qualification (since 27 Mar 2024)
- (1863)CF1 Director (AR) (since 20 Mar 2024)
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Caroline Margaret Seddon
IRN CXS00999
- (1675)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1676)Appointed representative dealing with clients for which they require qualification (since 25 Mar 2026)
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Caroline Sarah Steel Heale
IRN CXH01683
- (1310)21. Advising or arranging (bringing about) equity release transactions
- (1311)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1312)Appointed representative dealing with clients for which they require qualification (since 29 Sep 2023)
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Caroline Vass
IRN CXV00090
- (719)Appointed representative dealing with clients for which they require qualification (22 Feb 2024 to 8 Aug 2024)
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Carrie Ann Knight
IRN CAF01067
- (587)CF1 Director (AR) (14 Sep 2021 to 28 Sep 2021)
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Cassie Finch
IRN CXF00097
- (1103)[FCA CF] Manager of certification employee (9 Mar 2021 to 31 Dec 2022)
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Catherine Ann Spence
IRN CXS01024
- (65)CF1 Director (AR) (since 10 Jul 2025)
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Catherine Henderson
IRN CXH00273
- (588)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (589)Appointed representative dealing with clients for which they require qualification (since 11 Mar 2021)
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Catherine Jane Bax
IRN CXL00374
- (772)Appointed representative dealing with clients for which they require qualification (12 Jan 2023 to 22 Mar 2023)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Mortgage Specialists UK Ltd (no longer appointed)
FRN 504415 · Appointed 18 Jun 2010 · Until 4 Nov 2015
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Trevor Downing Partnership (no longer appointed)
FRN 515586 · Appointed 4 Jan 2010 · Until 4 Oct 2010
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Roselins Estate Agency Ltd (no longer appointed)
FRN 504419 · Appointed 3 Aug 2009 · Until 15 Jul 2011
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Rathods Property Centre (no longer appointed)
FRN 501724 · Appointed 29 May 2009 · Until 10 Aug 2010
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First Class Investments Ltd (no longer appointed)
FRN 495897 · Appointed 3 Feb 2009 · Until 15 Jul 2011
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County Insurance Services (no longer appointed)
FRN 477458 · Appointed 9 Jan 2008 · Until 20 Jan 2010
Recent activity
Updates to this firm's record on the FCA register.
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trading name added: DS Mortgages
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trading name added: Downing Finance
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trading name added: David Stephen Partners
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trading name added: Daniel Scott Financial Services
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trading name added: CW Financial
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trading name added: Kismet Finance
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trading name added: KAP Financial
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trading name added: Jones & Co Independent Financial Advice
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trading name added: JCD Wealth Management
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trading name added: Independent Mortgage Solutions