Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Regency HouseSuites 7&9BasildonEssexSS14 3FRUNITED KINGDOM- Phone
- +4403456465505
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Complaints Contact
Regency HouseSuites 7&9BasildonEssexSS14 3FRUNITED KINGDOM- Phone
- +4403456465535
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Robert Martin Clifford
IRN RMC01110
- (3457)SMF1 Chief Executive (since 9 Dec 2019)
- (3456)Responsible for Insurance Distribution (since 6 Dec 2019)
- (3455)Responsibility for MCD Intermediation (since 6 Dec 2019)
- (1430)SMF24 Chief Operations (9 Dec 2019 to 22 Feb 2023)
- (1431)CF3 Chief Executive (4 Mar 2019 to 8 Dec 2019)
- (1434)CF1 Director (10 Jul 2018 to 8 Dec 2019)
- (1433)CF1 Director (AR) (25 Nov 2016 to 27 Apr 2017)
- (1432)CF2 Non Executive Director (12 Aug 2015 to 10 Jul 2018)
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Robert Matthews Lumsden
IRN RXL00141
- (1011)Appointed representative dealing with clients for which they require qualification (11 Mar 2021 to 5 Apr 2024)
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Robert McDonald Ferguson
IRN RMF00011
- (1489)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1490)Appointed representative dealing with clients for which they require qualification (since 12 Sep 2024)
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Robert Michael Adams-Pape
IRN RXA00199
- (450)Appointed representative dealing with clients for which they require qualification (18 Jun 2021 to 14 Sep 2021)
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Robert O'Malley-White
IRN RXO00006
- (2477)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (2478)Appointed representative dealing with clients for which they require qualification (since 11 Mar 2021)
- (2479)CF1 Director (AR) (since 14 Jul 2014)
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Robert Page
IRN RXP85212
- (432)Appointed representative dealing with clients for which they require qualification (19 Jul 2023 to 29 May 2025)
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Robert Polworth
IRN RXP00197
- (653)21. Advising or arranging (bringing about) equity release transactions
- (654)Appointed representative dealing with clients for which they require qualification (since 11 Mar 2021)
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Robert Przemyslaw Cegielka
IRN RXC00549
- (3220)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (3221)Appointed representative dealing with clients for which they require qualification (since 5 Feb 2024)
- (3222)CF1 Director (AR) (since 24 Nov 2023)
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Robert Sargent
IRN RXS01716
- (132)CF1 Director (AR) (27 May 2014 to 31 Aug 2022)
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Robert Steven Nicholls
IRN RXN00069
- (335)Appointed representative dealing with clients for which they require qualification (25 Jan 2024 to 31 Jan 2025)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Bishop & Company (MSN) Limited
FRN 409493 · Appointed 31 Mar 2023
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Admarsh Mortgage's Ltd
FRN 994256 · Appointed 31 Mar 2023
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Mundys Financial Services Limited
FRN 994254 · Appointed 31 Mar 2023
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AW Financial Ltd
FRN 994255 · Appointed 31 Mar 2023
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Fuse Financial Ltd
FRN 994072 · Appointed 29 Mar 2023
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Regency Financial Consultants Ltd
FRN 590793 · Appointed 29 Mar 2023
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LIV Financial Solutions Ltd
FRN 993503 · Appointed 17 Mar 2023
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FB Mortgages Limited
FRN 993502 · Appointed 17 Mar 2023
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Spolton Ltd
FRN 993383 · Appointed 15 Mar 2023
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Turnstone Mortgages Ltd
FRN 993341 · Appointed 14 Mar 2023
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (3459)CF1 Director (AR)
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controlled function added: (3458)SMF3 Executive Director
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controlled function added: (3457)SMF1 Chief Executive
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controlled function added: (3456)Responsible for Insurance Distribution
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controlled function added: (3455)Responsibility for MCD Intermediation
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controlled function added: (3454)SMF3 Executive Director
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controlled function added: (3453)CF1 Director (AR)
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controlled function added: (3452)Appointed representative dealing with clients for which they require qualification
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controlled function added: (3451)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
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controlled function added: (3450)CF1 Director (AR)