Date authorised
1 April 2013
Companies House
05452081
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Global House
    Ashley Avenue
    Epsom
    Surrey
    KT18 5AD
    UNITED KINGDOM
    Phone
    +441372724747
  • Complaints Contact

    Global House
    Ashley Avenue
    Epsom
    Surrey
    KT18 5AD
    UNITED KINGDOM
    Phone
    +441372724747

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let End Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Passmore

    IRN AXP02986

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (30 Aug 2017 to 8 Dec 2019)
  • Andrew Charles Thumwood

    IRN ACT01060

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (20 Nov 2006 to 8 Dec 2019)
    • CF2 Non Executive Director (14 Oct 2005 to 20 Nov 2006)
  • Benjamin Henry Burford

    IRN BHB01018

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (since 24 Feb 2014)
    • CF10 Compliance Oversight (30 Aug 2017 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (9 Jul 2008 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Oct 2005 to 30 Sep 2018)
    • CF1 Director (14 Oct 2005 to 8 Dec 2019)
  • Damian Hayes

    IRN DXH01830

    • CF1 Director (22 Jul 2010 to 7 Dec 2011)
  • David Ian Fry

    IRN DIF01020

    • CF1 Director (22 Jul 2010 to 11 Nov 2011)
  • Paul Harrison Beck

    IRN PHB01041

    • CF1 Director (29 Jun 2010 to 13 Apr 2012)
  • Richard William Evans

    IRN RWE01024

    • CF1 Director (14 Oct 2005 to 5 Jun 2008)
    • CF8 Apportionment and Oversight (14 Oct 2005 to 5 Jun 2008)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.