Stone Mountain Capital Ltd

Date authorised
18 August 2020
Companies House
08763463
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Devonshire House
    One Mayfair Place
    London
    W1J 8AJ
    UNITED KINGDOM
    Phone
    +442072684905
    Web
    https://www.stonemountain-capital.com

  • Complaints Contact

    Devonshire House
    One Mayfair Place
    London
    W1J 8AJ
    UNITED KINGDOM
    Phone
    +442072684905

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Oliver Stefan Fochler

    IRN OSF01003

    • CF4 Partner (AR) (since 26 Mar 2025)
    • CF3 Chief Executive (AR) (since 26 Mar 2025)
    • CF1 Director (AR) (since 26 Mar 2025)
    • SMF4 (AR) Partner function (since 8 Apr 2022)
    • CF30 Customer (since 8 Apr 2022)
    • SMF1 (AR) Chief Executive function (since 8 Apr 2022)
    • SMF3 (AR) Executive Director function (since 8 Apr 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Aug 2020)
    • SMF1 Chief Executive (since 18 Aug 2020)
    • SMF3 Executive Director (since 18 Aug 2020)
    • SMF16 Compliance Oversight (since 18 Aug 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.