Stewart Waugh & David Gunter t/a Quintet Insurance Services

Date authorised
1 April 2013
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    39 East Avenue
    Bournemouth
    Dorset
    BH3 7BT
    UNITED KINGDOM
    Phone
    +447968910870
    Web
    https://quintetfinancial.com

  • Complaints Contact

    39 East Avenue
    Bournemouth
    Dorset
    BH3 7BT
    UNITED KINGDOM
    Phone
    +447968910870

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David William James Gunter

    IRN DWG00005

    • Responsible for Insurance Mediation (since 27 Nov 2025)
    • Responsible for Insurance Distribution (since 27 Nov 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Aug 2025)
    • SMF27 Partner (since 9 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • CF4 Partner (14 Jan 2005 to 8 Dec 2019)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
  • Stewart Waugh

    IRN SXW01575

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Mar 2025)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Mar 2025)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 Jan 2005 to 8 Dec 2019)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF4 Partner (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.