Steven Rees Wealth Management Ltd

FRN: 547727
Companies House: 08065706
Last scraped: 1 day ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

1 Coracle Offices

St. Catherine Street

Carmarthen

Sir Gaerfyrddin

SA31 1RD

UNITED KINGDOM

Phone

+4401267235565

Web

https://www.sjpp.co.uk/steverees

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Jonathan Cook
IRN JXC01768
- (2)Employed By (since 27 Nov 2015)
Nicola Sian Rees
IRN NSR01037
- (1)Employed By (since 15 Aug 2012)
Steven Rees
IRN SXR00155
- (3)Employed By (since 27 Apr 2011)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.