Date authorised
1 April 2013
Companies House
OC367707
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 St James's Market, 6th Floor
    London
    SW1Y 4AH
    UNITED KINGDOM
    Phone
    +4402076477550
  • Complaints Contact

    Central Square
    29 Wellington Street
    Leeds
    Leeds
    LS1 4DL
    UNITED KINGDOM
    Phone
    +4402076477550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Scott Hart

    IRN SXH02095

    • CF10 Compliance Oversight (2 Mar 2012 to 14 Jun 2012)
    • CF11 Money Laundering Reporting (2 Mar 2012 to 14 Jun 2012)
    • CF30 Customer (18 Oct 2011 to 7 Sep 2012)
    • CF4 Partner (18 Oct 2011 to 7 Sep 2012)
  • Scott Robert Penwell

    IRN SRP01052

    • CF4 Partner (19 Apr 2012 to 12 Oct 2012)
    • CF30 Customer (19 Apr 2012 to 12 Oct 2012)
  • Sebastian Dobson

    IRN SXD00349

    • [FCA CF] Client dealing (since 27 Jul 2020)
  • Serena Mandrile

    IRN SXM00674

    • [FCA CF] Client dealing (since 1 Jan 2020)
  • Serena Mandrile

    IRN SXM03773

    • CF30 Customer (12 Sep 2017 to 8 Dec 2019)
  • Siddharth Gowtham Chandrasekaran

    IRN SGC01094

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (23 Jan 2017 to 8 Dec 2019)
  • Sophie Ida Aslan

    IRN SIA01029

    • [FCA CF] Client dealing (1 Jan 2021 to 1 Jun 2024)
    • CF30 Customer (15 Aug 2018 to 8 Dec 2019)
  • Stephane Pilloud

    IRN SXP02030

    • CF30 Customer (30 Apr 2015 to 14 Jun 2019)
  • Stephen Kynaston

    IRN SXK01250

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Jul 2016 to 8 Dec 2019)
  • Thomas Antony Fitzherbert-Brockholes

    IRN TAF01043

    • [FCA CF] Client dealing (since 1 Oct 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.