Stephen McClelland Financial Management Ltd

FRN: 441125
Companies House: NI613865
Last scraped: 21 hours ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

1a Castleview Road

Belfast

BT5 7AX

UNITED KINGDOM

Phone

+4402890419299

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Anthony Swanston
IRN AXS00088
- (1)Employed By (17 Apr 2009 to 6 Apr 2009)
Iris McClelland
IRN IXM00021
- (1)Employed By (since 20 Nov 2012)
Stephen Ian McClelland
IRN SIM00003
- (2)Employed By (since 1 Nov 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.